Yug Securities Pvt. Ltd.
Penalties and directions recorded
- Final opportunity granted to appellants to file rejoinders within two weeks.
- Matters listed by consent on 13 June 2025.
- Liberty granted to file short written submissions confined to submissions truly made in rejoinder
- Matters were part heard.
- Matters were part heard.
SAT-appeal
- The appeals challenge show-cause notices; SEBI's counsel contended that appeals against show-cause notices are not maintainable.Final opportunity granted to appellants to file rejoinders within two weeks. · Matters listed by consent on 13 June 2025.Appeal: Appeal Nos. 116, 117, 118, 119 and 120 of 2025, with connected miscellaneous applications; order dated 30 April 2025 granted final time for rejoinders and listed matters on 13 June 2025.
- SAT matter SATV-08FE99F181CAAFAEB807C96CList Appeal Nos. 116 to 120 of 2025 and connected miscellaneous applications on 24 September 2025Appeal: Appeal Nos. 116, 117, 118, 119 and 120 of 2025 were pending; listed for 24 September 2025
- SAT matter SATV-0D9E02CFCFF8B1D8529D7FECAmendment applications allowed; appellants directed to amend paper books and file amended pleadings · Respondent's contentions regarding amended portions kept openAppeal: Appeal Nos. 116, 117, 118, 119 and 120 of 2025 were at the pre-admission stage; amendment applications were allowed and the matters were listed for 9 September 2025.
- SEBI alleged that the appellants violated the PFUTP Regulations through unfair/preferential access to NSE co-location secondary servers and sought disgorgement of alleged unlawful gains.Common order disposed of Appeals Nos. 116 to 120 of 2025 and connected miscellaneous applications.Appeal: Appeal Nos. 116, 117, 118, 119 and 120 of 2025 under Section 15T; heard and reserved on 17 December 2025, order pronounced on 13 February 2026.
- SAT matter SATV-14ADEEFF0854968DC28EF1ADLeave granted to withdraw bulky written submissions and annexed authorities · Liberty granted to file short written submissions confined to submissions truly made in rejoinderAppeal: Appeal Nos. 116 to 120 of 2025 were mentioned on 9 January 2026; no final disposal of the appeals is recorded.
- SAT matter SATV-16F0BF136E0890A34E00BECEMatters were part heard. · Further hearing fixed for 3 November 2025 in the morning session and 4 November 2025 at 2:30 P.M.Appeal: Appeal Nos. 116, 117, 118, 119 and 120 of 2025 were part heard on 14 October 2025; further hearing scheduled for 3 and 4 November 2025.
- SAT matter SATV-29BBF76CB671F909842E6004Matters were part heard. · Further hearing fixed for 03 November 2025 in the morning session and 04 November 2025 at 2:30 P.M.Appeal: Appeal Nos. 116, 117, 118, 119 and 120 of 2025 were part heard; further hearing scheduled for 03 and 04 November 2025.
- SAT matter SATV-29BA6B42A62D4C65DA40F054Amendment applications allowed. · Appellants directed to amend the paper books and file amended pleadings.Appeal: Appeal Nos. 116, 117, 118, 119 and 120 of 2025 were at the pre-admission stage; amendment applications were allowed and the matters were listed for 9 September 2025.
- SAT matter SATV-1E929802D20D3FCF678F77EFMatters were part-heard. · Further hearing fixed for 3 November 2025 in the morning session and 4 November 2025 at 2:30 p.m.Appeal: Appeal Nos. 116, 117, 118, 119 and 120 of 2025 were part-heard on 14 October 2025; further hearing directed on 3 and 4 November 2025.
- Alleged fraudulent and unfair trade practices involving preferential access to NSE co-location secondary servers and disgorgement of unlawful gains under PFUTP Regulations.Five appeals and connected miscellaneous applications were disposed of by common order. · Appeals challenged SEBI show cause notices and subsequent emails; operative merits directions are not stated in the provided text.Appeal: Appeal Nos. 116, 117, 118, 119 and 120 of 2025 were disposed of by common SAT order dated 13 February 2026; detailed final disposition is not included in the provided text.
- SAT matter SATV-4F04E624DB870FE3F2C469EBMatter adjourned and to be called on August 20, 2025Appeal: Appeal Nos. 116, 117, 118, 119 and 120 of 2025 pending before SAT; order dated 29.07.2025 adjourns matter to 20.08.2025 with no final disposal
- SAT matter SATV-51FFF2E58E7627ED5AE817D9Call / listed on September 24, 2025Appeal: Appeal Nos. 116, 117, 118, 119 and 120 of 2025 with connected Misc. Applications pending; adjourned to September 24, 2025 vide SAT order dated 09.09.2025
- SAT matter SATV-512569B6052DE54331E402ACPart heard · Call for further hearing on September 25, 2025Appeal: Appeal Nos. 116, 117, 118, 119 and 120 of 2025 part-heard on 24.09.2025; further hearing on 25.09.2025
- SAT matter SATV-5C3ECB821B14D9E08CDE9C35Adjournment granted on appellants' request; matter to be called on April 30, 2025 by consentAppeal: Appeal Nos. 116, 117, 118, 119 and 120 of 2025 pending; adjourned on 07.04.2025 to 30.04.2025, not disposed
- SAT matter SATV-69CAC4F68CC4F057EBE8BAE8Matters to be called on September 24, 2025Appeal: Appeal Nos. 116, 117, 118, 119 and 120 of 2025 pending before SAT; adjourned to 24.09.2025, not disposed
- SAT matter SATV-6535C9F322A30FDBE32E8933By consent, call on September 26, 2025Appeal: Appeal Nos. 116, 117, 118, 119 and 120 of 2025 pending before SAT; adjourned by consent to September 26, 2025 vide order dated 25.09.2025
- SAT matter SATV-769768E5552B6FFA4235E8ACPart heard · Listed for further hearing on September 25, 2025Appeal: Appeal Nos. 116, 117, 118, 119 and 120 of 2025 part-heard on 24.09.2025; next hearing on 25.09.2025
- SAT matter SATV-8024E70DCBBD64BF7F9FACDBMisc Application Nos. 994, 995, 987, 988 and 989 of 2025 for amendment of pleadings allowed · Appellants to amend paper book and file amended pleadingsAppeal: Appeal Nos. 116, 117, 118, 119 and 120 of 2025 pending at pre-admission stage; amendment Misc Applications disposed of on 20.08.2025
- Alleged preferential access to NSE co-location secondary server for lower latency advantage in violation of PFUTP Regulations, calling for disgorgement of unlawful gains.Appeal: Appeal Nos. 116,117,118,119,120 of 2025 filed Feb 2025 u/s 15T; heard and reserved 17 Dec 2025, pronounced 13 Feb 2026
- SAT matter SATV-898C70895B23E1827F8F2FB9Matter adjourned and directed to be called on November 20, 2025Appeal: Appeal Nos. 116, 117, 118, 119 and 120 of 2025 pending before SAT; not disposed, adjourned on 03.11.2025 to 20.11.2025
- SAT matter SATV-9AEABA39FCF9A2FC9C6D1F82Part heard · Call for further hearing on September 25, 2025Appeal: Appeal Nos. 116, 117, 118, 119 and 120 of 2025 part heard on 24.09.2025 and adjourned to 25.09.2025; not disposed
- SAT matter SATV-8C7DC83A2689B5D88FB9498BLeave granted to withdraw bulky written submissions with liberty to file short rejoinder submissionsAppeal: Appeal Nos. 116, 117, 118, 119 and 120 of 2025 pending before SAT; procedural order dated 09.01.2026, no final disposal
- SAT matter SATV-9E651677DC409CCEC692A9C0Part heard · Call for further hearing on September 25, 2025Appeal: Appeal Nos. 116, 117, 118, 119 and 120 of 2025 part-heard on 24.09.2025; next hearing on 25.09.2025
- SAT matter SATV-A9E51F0AADC4FB72089A85ACCall on August 20, 2025Appeal: Appeal Nos. 116, 117, 118, 119 and 120 of 2025 pending; adjourned to August 20, 2025 vide SAT order dated 29.07.2025
- Alleged unfair access to NSE co-location via secondary-server connections in violation of PFUTP Regulations, calling for disgorgement of unlawful gain.Appeal: Appeal Nos.116-120 of 2025 filed Feb 2025 u/s 15T; heard and reserved 17 Dec 2025, pronounced 13 Feb 2026
- SAT matter SATV-B71B8139B14B8AF92971B88DPart heard; by consent listed for further hearing on 03 November 2025 and 04 November 2025Appeal: Appeal Nos. 116, 117, 118, 119 and 120 of 2025 part-heard on 14.10.2025; next hearing on 03-04 November 2025
- SAT matter SATV-C676C6D1F15D53FB9E995F9CAdjourned by consent, to be called on July 16, 2025Appeal: Appeal Nos. 116, 117, 118, 119, 120 of 2025 with connected misc applications pending; adjourned to July 16, 2025
- SAT matter SATV-BE5AFF5F847D44408750C7A3Adjourned and listed for hearing on November 20, 2025 due to indisposition of SEBI's arguing senior counselAppeal: Appeal Nos. 116, 117, 118, 119 and 120 of 2025 pending before SAT; adjourned to 20.11.2025 vide order dated 03.11.2025
- SAT matter SATV-C1781C38445127E44E0E270ASEBI to file reply; matter to be called on April 07, 2025Appeal: Appeal Nos. 116, 117, 118, 119 and 120 of 2025 pending; order dated 13.03.2025; preliminary objection raised; next date April 07, 2025
- SAT matter SATV-C9C718496FC8C8676B477DA5Matters adjourned without merits discussion; Call on September 24, 2025Appeal: Appeal Nos. 116, 117, 118, 119 and 120 of 2025 pending before SAT; not disposed, adjourned to 24.09.2025 vide order dated 09.09.2025
- SAT matter SATV-CEBC9CFA1A9BF816F57536E3Matter adjourned and listed for hearing on November 20, 2025Appeal: Appeal Nos. 116, 117, 118, 119 and 120 of 2025 pending before SAT; adjourned to November 20, 2025
- SAT matter SATV-D1C0BA40DAF17A532A7C06DBPart heard; called for further hearing on September 25, 2025Appeal: Appeal Nos. 116, 117, 118, 119, 120 of 2025 part heard on 24.09.2025; further hearing on 25.09.2025
- SAT matter SATV-EAB7036056C1E7E1794D5DB4Leave granted to withdraw bulky written submissions with liberty to file short written submissions confined to rejoinder argumentsAppeal: Appeal Nos. 116 to 120 of 2025 pending before SAT; procedural order dated 09.01.2026 permits withdrawal of written submissions, matters not disposed
- SAT matter SATV-EAC37F09C1DC545CDA0582AEMatters adjourned and to be called on August 20, 2025Appeal: Appeal Nos. 116, 117, 118, 119 and 120 of 2025 pending before SAT; adjourned to 20 August 2025
- SAT matter SATV-E0C96C75F40117168232676FMatter adjourned by consent, to be called on 13.03.2025Appeal: Appeal No. 120 of 2025 pending before SAT, adjourned to 13.03.2025
- SAT matter SATV-DF373B6DE6D0B7FC1CC3DFA2Part heard; by consent call for further hearing on November 03, 2025 and November 04, 2025Appeal: Appeal Nos. 116, 117, 118, 119 and 120 of 2025 part heard on 14.10.2025; posted for further hearing, not disposed
- SAT matter SATV-DC5AB4CE8EF9AAC295925255Misc. Application Nos. 994, 995, 987, 988 and 989 of 2025 for amendment of pleadings allowed · Appellants to amend paper book and file amended pleadingsAppeal: Appeal Nos. 116, 117, 118, 119, 120 of 2025 pending at pre-admission stage; amendment MAs disposed of by order dated 20.08.2025
- SAT matter SATV-4FA5CA9B5E9FB9418B93C951List Appeal Lodging No. 113 of 2025 for admission on 4 March 2025Appeal: Appeal Lodging No. 113 of 2025 was mentioned on 21 February 2025 and directed to be listed for admission on 4 March 2025; no disposal is recorded.
- SAT matter SATV-EBB2AC2F184624ADEF767C50Matters adjourned and to be called on November 20, 2025Appeal: Appeal Nos. 116, 117, 118, 119 and 120 of 2025 pending; adjourned to November 20, 2025
- SAT matter SATV-F4CB751535EE32AF748D83E3Call on September 24, 2025Appeal: Appeal Nos. 116, 117, 118, 119 and 120 of 2025 pending before SAT; adjourned to September 24, 2025
- SAT matter SATV-58E53EDD619349923CBC89C2Part heard; by consent listed for further hearing on 16 December 2025 at 2:30 p.m.Appeal: Appeal Nos. 116, 117, 118, 119 and 120 of 2025 part heard on 15.12.2025; posted for further hearing on 16.12.2025
- SAT matter SATV-58FE9E8B7FB3B4829CDE82E0Part heard; by consent listed for further hearing on December 15, 2025 and December 16, 2025 at 2:30 P.M.Appeal: Appeal Nos. 116, 117, 118, 119 and 120 of 2025 pending before SAT Mumbai; status part-heard as on 20.11.2025 and adjourned by consent
- SAT matter SATV-8400CD3B92F599069A9FAAE7Matter adjourned and directed to be called on November 20, 2025Appeal: Appeal Nos. 116, 117, 118, 119 and 120 of 2025 pending before SAT Mumbai; not disposed, adjourned to November 20, 2025
- SAT matter SATV-90329E9CDCBAFBE881972407Call on August 20, 2025 - matters adjournedAppeal: Appeal Nos. 116, 117, 118, 119 and 120 of 2025 pending before SAT; adjourned to August 20, 2025 vide order dated 29.07.2025
- SAT matter SATV-A4C2A2D6E95F50880F6F7443Heard in part; called for further hearingAppeal: Appeal Nos. 116, 117, 118, 119 and 120 of 2025 pending; heard in part on 26.09.2025, posted for further hearing
- SAT matter SATV-CEABBB91E1CEED64A81D30E6Call on August 20, 2025Appeal: Appeal Nos. 116, 117, 118, 119 and 120 of 2025 pending with Misc. Applications; order dated 29.07.2025; next date 20.08.2025
- SAT matter SATV-CCB670940C499BCB73F06499Leave granted to withdraw bulky written submissions with liberty to file short submissions confined to rejoinder argumentsAppeal: Appeal Nos. 116,117,118,119,120 of 2025 pending before SAT; procedural order dated 09.01.2026, not finally disposed
- SAT matter SATV-E0308AA3286F9667C8DE186FHeard in part · Listed for further hearing on 17.12.2025 at 12:00 p.m.Appeal: Appeal Nos. 116, 117, 118, 119 and 120 of 2025 heard in part on 16.12.2025, adjourned to 17.12.2025
- SAT matter SATV-E5ED0D8AD9359D35D4759F20Misc. Application Nos. 994, 995, 987, 988 and 989 of 2025 for amendment of pleadings allowed · Appellants to amend paper book and file amended pleadingsAppeal: Appeal Nos. 116, 117, 118, 119 and 120 of 2025 at pre-admission stage; amendment applications disposed of on 20.08.2025; next hearing September 9, 2025
- SAT matter SATV-F34201CF311E4722DA49DDD0Adjourned by consent; matter to be called on 29.07.2025Appeal: Appeal Nos. 116, 117, 118, 119 and 120 of 2025 pending before SAT; adjourned to 29.07.2025 at request of appellants
- SAT matter SATV-F0AF7E1E27B86701CA9009B1Leave granted to withdraw bulky written submissions with liberty to file short written submissions confined to rejoinder argumentsAppeal: Appeal Nos. 116, 117, 118, 119, 120 of 2025 pending before SAT; procedural order dated 09.01.2026; not finally disposed
- SAT matter SATV-FCB0CEF68BD60CF0DF589E8BHeard learned counsel for parties; order reservedAppeal: Appeal Nos. 116, 117, 118, 119 and 120 of 2025 heard on 17.12.2025; order reserved
Source: SecMarx — Yug Securities Pvt. Ltd.. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.