YES Bank Limited

62 matters before the Securities Appellate Tribunal

Penalties and directions recorded

Parties directed to obtain instructions from the Registrar 48 hours before the listed date regarding video conference or physical hearing
Interim stay granted on recovery of the balance penalty during pendency of the appeals, subject to deposit of Rs. 50 lakhs.
Matters adjourned due to non-availability of the bench
Matters listed for admission and final disposal on 11 September 2023
List the matters on 29 March 2023

SAT-appeal

SAT matter SATV-025C72C102232D39003E4271
Appeals listed for hearing on 8 April 2022 · Parties directed to obtain instructions from the Registrar 48 hours before the listed date regarding video conference or physical hearing
Appeal: Appeal Nos. 373 and 374 of 2021 were pending before SAT and listed for hearing on 8 April 2022; no disposal on merits mentioned.
SAT matter SATV-0536B335A68B98DF2E22A0A2
List Appeal No. 370 of 2021 on 15 December 2022 · Parties may act on the digitally signed copy of the order
Appeal: Appeal No. 370 of 2021; order dated 18 November 2022; adjourned and listed on 15 December 2022
Alleged mis-selling of AT1 Bonds initially issued to institutional investors to retail investors, resulting in violation of the PFUTP Regulations. Vivek Kanwar was held personally responsible for overseeing the down-sale and instructing bank officials.
Interim stay granted on recovery of the balance penalty during pendency of the appeals, subject to deposit of Rs. 50 lakhs. · Appeals listed for final disposal on November 20, 2023.
Appeal: Appeal No. 374 of 2021 and connected matters: interim relief granted on 12 September 2023; final disposal listed for 20 November 2023. Appeal No. 373 of 2021 had an interim order dated 21 May 2021.
SAT matter SATV-094354F6988EFD1DB936CB95
Matters adjourned due to non-availability of the bench · Listed for hearing on 26 February 2024
Appeal: Appeal Nos. 373 of 2021, 374 of 2021 and 729 of 2022 were adjourned on 8 January 2024 and listed for 26 February 2024; no disposal on merits stated.
SAT matter SATV-0DCF3E5330A88BC1682B1B2B
Delay in filing the reply condoned and reply taken on record · Urgency application and interim relief in Appeal No. 729 of 2022 disposed of
Appeal: Appeal Nos. 373 and 374 of 2021 and Appeal No. 729 of 2022 were before SAT; interim relief in Appeal No. 729 of 2022 was not pressed and the matters were listed for final disposal on 11 September 2023.
SAT matter SATV-0E099828C41A7187F588482C
Appeals adjourned on the request of the appellants · List the matters on 29 March 2023
Appeal: Appeal Nos. 373 of 2021, 374 of 2021 and 729 of 2022 were adjourned on 20 February 2023 and directed to be listed on 29 March 2023; no disposal on merits stated.
SAT matter SATV-15A304BE19C0BFF44633CA54
Appeals were heard in part. · Matter was listed for further hearing on 11 December 2024 at 2:30 P.M.
Appeal: Appeal Nos. 373 of 2021, 374 of 2021 and 729 of 2022 were heard in part on 6 December 2024; further hearing scheduled for 11 December 2024.
SAT matter SATV-244CE54927ABC94AED61241F
Matters adjourned due to non-availability of the bench · Listed for hearing on 26 February 2024
Appeal: Appeal Nos. 373 of 2021, 374 of 2021 and 729 of 2022 were adjourned on 8 January 2024 and listed for 26 February 2024; not disposed.
SAT matter SATV-2DA366F8BFF4A05D0CF20790
Appeals listed for 8 April 2022 · Parties directed to obtain instructions from the Registrar 48 hours before the scheduled date regarding video conference or physical hearing
Appeal: Appeal Nos. 373 of 2021 and 374 of 2021 were listed for further hearing on 8 April 2022; no disposal on merits recorded.
SAT matter SATV-31F876F0602315A5B7FBA7D3
Appeals adjourned on the request of the appellants' counsel · Matters listed for 20 February 2023
Appeal: Appeal Nos. 373 of 2021, 374 of 2021 and 729 of 2022, with Misc. Applications Nos. 1228 and 1729 of 2022; adjourned on 31 January 2023 and listed for 20 February 2023
SAT matter SATV-31FC05E4F1CA089DED866777
Praecipe seeking change of date was disposed of. · Appeals Nos. 373 of 2021, 374 of 2021 and 729 of 2022 were directed to be listed on July 28, 2026.
Appeal: Appeal Nos. 373 of 2021, 374 of 2021 and 729 of 2022, with Misc. Application No. 962 of 2023; on 16 March 2026, date-change praecipe disposed of and matters listed for 28 July 2026.
SAT matter SATV-1EC1CBB559FCA7AE96977589
Heard in part · Listed for further hearing on January 17, 2025 at 2:30 P.M.
Appeal: Appeal No. 373 of 2021, Appeal No. 374 of 2021 and Appeal No. 729 of 2022 pending before SAT; heard in part on 19.12.2024
SAT matter SATV-37504C3E268BB7431A2FD51D
Adjourned on the request of the appellants · List on March 29, 2023
Appeal: Appeal Nos. 373 of 2021, 374 of 2021 and 729 of 2022 adjourned; next listing on March 29, 2023
SAT matter SATV-3690E37ABD7067E799CD4351
Praecipe seeking change of date in Appeals Nos. 373 and 374 of 2021 was allowed as prayed · Appeals Nos. 373 and 374 of 2021 were directed to be listed on 19 December 2024 at 2:30 p.m.
Appeal: Appeal Nos. 373 and 374 of 2021 were adjourned for listing on 19 December 2024; Appeal No. 729 of 2022 was also listed before the Tribunal, with no disposal recorded.
SAT matter SATV-3E50550E78445C7109731C39
Bench not available, list on December 9, 2021 · Parties to take instructions from Registrar 48 hours before fixed date on video vs physical hearing
Appeal: Appeal No. 370 of 2021 filed by Yes Bank Limited, not disposed, adjourned to December 9, 2021
SAT matter SATV-3C31D19F1D18461CCFE337BC
List the appeal on 3 August 2022
Appeal: Appeal No. 370 of 2021 was pending and listed on 3 August 2022; no disposal on merits stated
SAT matter SATV-4460FD0537A0D2EBF9CD3A82
Three weeks further time allowed to appellant to file rejoinder · List matter on September 29, 2021
Appeal: Appeal No. 373 of 2021 and Appeal No. 374 of 2021 pending; adjourned to September 29, 2021
SAT matter SATV-4AC41A3EA41028F386AE49E5
Adjournment granted; matters listed on August 5, 2024 by consent
Appeal: Appeal Nos. 373 of 2021, 374 of 2021 and 729 of 2022 pending; adjourned by consent to August 5, 2024
SAT matter SATV-4B8EA0178D82B19E7DEDC1EB
Matters adjourned due to non-availability of bench · List on February 26, 2024
Appeal: Appeal Nos. 373 of 2021, 374 of 2021 and 729 of 2022 adjourned on 08.01.2024, next listed on February 26, 2024
SAT matter SATV-576F9A425C8F51FFADFFF559
Adjourned on request of learned counsel for the appellant · List on June 28, 2022
Appeal: Appeal No. 373 of 2021 and Appeal No. 374 of 2021 pending before SAT; adjourned to June 28, 2022
SAT matter SATV-5FA7FB3DCA28B8DADD738BA8
List Appeals No. 373 and 374 of 2021 on November 26, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on video vs physical hearing
Appeal: Appeal No. 373 of 2021 and Appeal No. 374 of 2021 pending; listed for November 26, 2021, not disposed
SAT matter SATV-5C016BA853BEE2C3770C6CD6
Three weeks further time allowed to appellant to file rejoinder · List matter on October 8, 2021
Appeal: Appeal No. 370 of 2021 pending before SAT; adjourned to October 8, 2021 for rejoinder
SAT matter SATV-6950095E08C6943A903D14B0
Adjourned on request of learned counsel for appellant · List on June 28, 2022
Appeal: Appeal No. 373 of 2021 and Appeal No. 374 of 2021 adjourned on 06.05.2022, listed on June 28, 2022
SAT matter SATV-74FE8D7FB280C2E5705CB09A
Adjourned on request of appellants · List on March 29, 2023
Appeal: Appeal Nos. 373 of 2021, 374 of 2021 and 729 of 2022 with Misc. Applications 1228 of 2022, 1729 of 2022 adjourned on 20.02.2023, next date March 29, 2023
SAT matter SATV-7BA83EC07F8CDBCA563BC1FF
Part-heard appeals adjourned by consent and listed on December 15-16, 2025
Appeal: Appeal Nos. 373 of 2021, 374 of 2021, 729 of 2022 part-heard on 13.11.2025; adjourned, not disposed
SAT matter SATV-7E2E79666206218E4108C22E
Matters adjourned by consent to December 06, 2024
Appeal: Appeal Nos. 373 of 2021, 374 of 2021 and 729 of 2022 pending; adjourned to December 06, 2024 by order dated 25.10.2024
SAT matter SATV-82CB8FE2A6048714371AD3F8
Praecipe seeking change of date disposed of · Matters to be called on July 28, 2026
SAT matter SATV-3FBE9A32EF9895038CBD6EA3
Appeals adjourned by consent to 20 February 2025 at 2:30 p.m.
Appeal: Appeal Nos. 373 of 2021, 374 of 2021 and 729 of 2022 were pending before SAT; on 17 January 2025, time was sought and the matters were adjourned to 20 February 2025.
SAT matter SATV-83B09C85F328B91AFEE5C339
Adjourned on request of appellants, list on July 21, 2022 · Parties to act on digitally signed copy; certified copy available from Registry on payment of usual charges
Appeal: Appeal No. 373 of 2021 (Yes Bank Limited vs SEBI) and Appeal No. 374 of 2021 (Vivek Kanwar and Ors. vs SEBI) adjourned on 28.06.2022, next listing July 21, 2022
SAT matter SATV-8A9CEF85637564685A82FFBC
Adjourned on request of the appellants · Listed on July 21, 2022
Appeal: Appeal No. 373 of 2021 and Appeal No. 374 of 2021 pending; adjourned on 28.06.2022, next listing July 21, 2022
SAT matter SATV-95F4DD77A371426C70570134
Adjourned on request of learned counsel for the appellant · List on February 23, 2022
Appeal: Appeal Nos. 373 of 2021 and 374 of 2021 pending before SAT; adjourned to February 23, 2022
SAT matter SATV-A5D2265D48322A6CDA34FDAD
Adjourned on request of learned counsel for the appellant · List on November 9, 2022
Appeal: Appeal No. 373 of 2021 and Appeal No. 374 of 2021 adjourned; next listing November 9, 2022
Alleged mis-selling of Yes Bank AT-1 Bonds issued to institutional investors to retail investors violating PFUTP Regulations, with MD/CEO held personally responsible.
Appellant to deposit Rs.50 lakhs within six weeks from 12.09.2023 as interim condition · If deposited, balance penalty not to be recovered during pendency of appeals
Appeal: Appeal Nos.373/2021, 374/2021, 729/2022 with Misc.Appl.1228/2022, 1729/2022 pending; Misc.Appl.962/2023 disposed of 12.09.2023 with conditional stay; final disposal on 20.11.2023
SAT matter SATV-C4880F459A132A0B56C8EA7A
Respondent SEBI to file reply in Appeal No. 729 of 2022 within three weeks · Appellant to file rejoinder within two weeks thereafter
Appeal: Appeal Nos. 373 of 2021, 374 of 2021 and 729 of 2022 with Misc. Application No. 1228 of 2022 pending before SAT; pleadings in 729/2022 directed, listed December 16, 2022
SAT matter SATV-B824E7130944E431A0BF417E
Adjourned on request of learned counsel for the appellant · List on February 20, 2023
SAT matter SATV-C13BE39B62B73E3B35165C61
Heard in part; listed for further hearing on December 11, 2024 at 2:30 P.M.
Appeal: Appeal Nos. 373 of 2021, 374 of 2021 and 729 of 2022 pending; heard in part on 06.12.2024
SAT matter SATV-BE464F604139DACD7BBB3E95
Delay in filing reply condoned and reply taken on record · Application for interim relief not pressed at this stage
Appeal: Appeal Nos. 373 of 2021, 374 of 2021 and 729 of 2022 pending; pleadings completed, listed for admission and final disposal on September 11, 2023
SAT matter SATV-CA8B339D997B2C068845707D
Part heard · Adjourned as prayed for by appellants, call on March 13, 2026
Appeal: Appeal Nos. 373 of 2021, 374 of 2021 and 729 of 2022 part-heard, adjourned to 13 March 2026; Misc. Application No. 962 of 2023 pending
SAT matter SATV-CBEB690A7E93C1228B0BF608
Order reserved after hearing learned counsel for parties at length · Written submissions, if any, may be filed within two weeks
Appeal: Appeal No. 370 of 2021 (Yes Bank Limited vs NSE & Anr.) - heard at length, order reserved on 10.02.2023
SAT matter SATV-D1BE9C0E591F2EAADF027FF3
Matter adjourned to 10 February 2023 for continuation of rejoinder arguments of other appellants · Parties to act on digitally signed copy; certified copy available from Registry on payment
Appeal: Appeal No. 370 of 2021 pending before SAT; rejoinder arguments part-heard on 09.02.2023, posted to 10.02.2023
SAT matter SATV-E3901ACC01CD104CF18E086D
Adjourned on request of appellant's counsel · Parties to act on digitally signed copy; certified copy available from Registry on payment
Appeal: Appeal Nos. 373 of 2021, 374 of 2021 and 729 of 2022 pending; adjourned to February 20, 2023
SAT matter SATV-E77A9DCB8A833E4F4D98564E
List Appeals No. 373 and 374 of 2021 on November 26, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on VC vs physical hearing
SAT matter SATV-E6E559F6B01A33CCF8C6BB70
Adjourned on request of learned counsel for the appellant · List on May 12, 2023
Appeal: Appeal Nos. 373 of 2021, 374 of 2021, 729 of 2022 and Misc. Applications 1228 of 2022, 1729 of 2022 adjourned on 29.03.2023; listed on May 12, 2023
SAT matter SATV-E453505BBF4A79CE82343833
Adjourned on request of appellant's counsel · List on November 9, 2022
Appeal: Appeal Nos. 373 of 2021 and 374 of 2021 adjourned; next listing November 9, 2022
SAT matter SATV-E449B203DCDE980C87C30A19
Three weeks further time allowed to appellant to file rejoinder · Matter listed on September 29, 2021
Appeal: Appeal Nos. 373 of 2021 and 374 of 2021 pending before SAT; adjourned to September 29, 2021 for rejoinder/hearing
SAT matter SATV-ED5FE0AD00E8A082776C3358
List on September 7, 2022 · Parties to act on digitally signed copy of order
Appeal: Appeal No. 370 of 2021 pending; procedural order dated 03.08.2022 adjourns hearing to 07.09.2022
SAT matter SATV-E75F612231099AC3AE24A344
Respondent to file reply in Appeal No. 729 of 2022 within three weeks · Appellant to file rejoinder within two weeks thereafter
Appeal: Appeal No. 373 of 2021, Appeal No. 374 of 2021 and Appeal No. 729 of 2022 pending before SAT; Appeal No. 729 of 2022 adjourned to December 16, 2022
SAT matter SATV-E87F17361F4E5B5D9CCF50C2
Adjourned on request of learned counsel for appellant · List on April 29, 2022
Appeal: Appeal No. 370 of 2021 pending - adjourned on appellant request, next listing April 29, 2022
Alleged mis-selling of Yes Bank AT-1 Bonds from institutional investors to retail investors in violation of PFUTP Regulations, with MD/CEO held personally responsible.
Appellant to deposit Rs. 50 lakhs within six weeks from 12.09.2023; balance penalty not to be recovered during pendency of appeals · Stay application Misc. Application No. 962 of 2023 disposed of
Appeal: Appeal Nos. 373/2021, 374/2021 and 729/2022 pending; stay application Misc. No. 962/2023 disposed of on 12.09.2023; final disposal fixed for 20.11.2023
SAT matter SATV-4585ED369C2700B8E7E8CA10
By consent, the appeals were directed to be listed on 06 December 2024
Appeal: Appeal Nos. 373 of 2021, 374 of 2021 and 729 of 2022 were pending; by consent, listed on 06 December 2024
SAT matter SATV-69C131CA0FEA8F31F0442A13
Part-heard appeals adjourned at the appellants' request · Appeals listed on 28 April 2026
Appeal: Appeal Nos. 373 of 2021, 374 of 2021 and 729 of 2022 remain part-heard and were adjourned on 13 March 2026; next date 28 April 2026. Misc. Application No. 962 of 2023 is listed with Appeal No. 729 of 2022.
SAT matter SATV-6E6EB462E4B1D9D5D583A32E
Adjourned on request of learned counsel for appellant · List on February 23, 2022
Appeal: Appeal No. 373 of 2021 (Yes Bank Limited vs SEBI) and Appeal No. 374 of 2021 (Vivek Kanwar & Ors. vs SEBI) adjourned on 19.01.2022, next date February 23, 2022
SAT matter SATV-8B1DB9882CF44079347B7D44
Delay in filing reply condoned and reply taken on record · Urgency application and interim relief in Appeal No. 729 of 2022 disposed off as not pressed
Appeal: Appeal Nos. 373 of 2021, 374 of 2021 and 729 of 2022 pending before SAT; pleadings completed, listed for admission and final disposal on September 11, 2023; interim/urgency relief in 729/2022 disposed as not pressed
SAT matter SATV-8EF81C415844105759A2D1CD
By consent, matter to be called on December 06, 2024
Appeal: Appeal Nos. 373 of 2021, 374 of 2021 and 729 of 2022 pending; adjourned to 06.12.2024
SAT matter SATV-8E091CF9F19B8523A5D6515F
Matter to be called on 28 July 2026 on appellants' praecipe seeking change of date · Praecipe disposed of
Appeal: Appeal Nos. 373 of 2021, 374 of 2021 and 729 of 2022 pending before SAT; adjourned to 28 July 2026 vide order dated 16.03.2026
SAT matter SATV-6EF4EEBEFD0040EFE043CCDE
List on July 5, 2022
Appeal: Appeal No. 370 of 2021 pending, next listed on July 5, 2022
SAT matter SATV-933E0B6AD523C0A02E5E8DD6
Matter adjourned and listed on November 18, 2022 · Parties to address court through physical mode on next date
SAT matter SATV-A233DA5395BCCD4DEC41039F
Time granted as sought by appellant in Appeal No. 373 of 2021, respondent had no objection · All matters to be called on 09.09.2024 by consent
Appeal: Appeal Nos. 373 of 2021, 374 of 2021 and 729 of 2022 pending before SAT; adjourned to 09.09.2024 vide order dated 05.08.2024
SAT matter SATV-A8F7D10E1C7B953737C10B37
Part heard on 09.09.2025, next hearing on November 13 and 14, 2025
Appeal: Appeal Nos. 373 of 2021, 374 of 2021 and 729 of 2022 part-heard on 09.09.2025; next hearing on November 13-14, 2025
SAT matter SATV-DFAADF5C74B6E732084766C6
Heard in part · Listed for further hearing on January 17, 2025 at 2:30 P.M.
Appeal: Appeal No. 373 of 2021, Appeal No. 374 of 2021 and Appeal No. 729 of 2022 heard in part on 19.12.2024; adjourned to 17.01.2025
SAT matter SATV-EC74F0CBEA8987BE850D91C7
Heard in part; matter listed for further hearing on 17 January 2025 at 2:30 P.M.
Appeal: Appeal Nos. 373 of 2021, 374 of 2021 and 729 of 2022 pending before SAT; heard in part on 19.12.2024, next date 17.01.2025

Other

SAT matter SATV-EFF32849FB963C178AE36F2E
Heard in part · Call / next hearing on December 11, 2024 at 2:30 P.M.
Appeal: Appeal Nos. 373 of 2021, 374 of 2021 and 729 of 2022 pending before SAT; heard in part on 06.12.2024, next date 11.12.2024

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Source: SecMarx — YES Bank Limited. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.