Whole Time Member, SEBI

3 matters before the Securities Appellate Tribunal

SAT-appeal

Illegal collection of money through non-convertible debentures in violation of public issue norms.
Appeal No. 590 of 2019 dismissed. · No interference with SEBI's communications dated 31 January 2019 and 6 March 2019.
Appeal: SAT Appeal No. 590 of 2019 dismissed on 21 February 2020.
SAT matter SATV-517BF54FB23B6BA09D436944
Appeal disposed of by following the same order as in Appeal No. 87 of 2011 decided on 11 July 2011
Appeal: Appeal No. 93 of 2011 decided on 11 July 2011; outcome stated to be the same as Appeal No. 87 of 2011 decided on that date
Alleged illegal termination of UTI assured-return scheme (SCUP) and wrongful denial of interest/compensation on delayed redemption claimed in 2014.
Appeal No.79 of 2017 and Misc. Application No.294 of 2017 dismissed with no order as to costs

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Source: SecMarx — Whole Time Member, SEBI. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.