Vusa Ravi

3 matters before the Securities Appellate Tribunal

SAT-appeal

Providing investment advisory services without SEBI registration as sole proprietor of Global Advisors in violation of Section 12(1) and IA Regulation 3.
Appeal dismissed; WTM order upheld as no manifest error found · Appellant to file representation detailing credit entries of three bank accounts segregating advisory vs non-advisory receipts
Appeal: Appeal No. 624 of 2023 with Misc. Applications 904-905 of 2023 dismissed on 27 July 2023 with refund crystallization direction
SAT matter SATV-85BA1DD15E8F8627F65CEFA4
List on July 27, 2023 for admission
Appeal: Appeal No. 624 of 2023 with Misc. Application Nos. 904 and 905 of 2023 pending; listed for admission on July 27, 2023
SAT matter SATV-B37C66F0A8E5F5AA82E0596B
Misc. Application No. 1085 of 2023 allowed · Representation to be filed on or before September 20, 2023
Appeal: Misc. Application No. 1085 of 2023 in Appeal No. 624 of 2023; appeal dismissed on July 27, 2023

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Source: SecMarx — Vusa Ravi. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.