Vivek Nagpal

SAT-appeal

• SAT matter SATV-025E24B8F44C38E200512F9A
  Appeal disposed of by adopting the same order as in Appeal No. 170 of 2007 decided on 29 August 2008
  Appeal: Appeal No. 171 of 2007 decided on 29 August 2008; order states it is the same as Appeal No. 170 of 2007 decided on that date
• Preferential allotment of 1.8 crore shares without receiving application money, false listing certificates, off-market transfer to Ketan Parekh entities for price manipulation.
  SEBI WTM order dated 31.1.2007 held FUTP violations established against Padmini and directors (SAT disposal reasoning in excerpt, operative relief truncated)
  Appeal: Appeal Nos. 168 to 171 of 2007, Date of decision 29.8.2008 (main matter Appeal No. 170 of 2007)
• Violation of PFUTP Regulations, 1995 leading to 5-year prohibition from buying, selling or dealing in securities.
  Appeals Nos. 7, 8, 13 and 46 of 2008 disposed off as per SEBI-approved consent terms · Impugned order qua appellants modified as per consent terms with voluntary 5-year market exclusion
  Appeal: Appeal Nos. 7, 8, 13 and 46 of 2008 against WTM order dated 16.10.2007 disposed off on 11.8.2009 per consent