Vivek Kanwar and Ors.
Penalties and directions recorded
- Matters adjourned due to non-availability of the bench
- Matters listed for admission and final disposal on 11 September 2023
- List the matters on 29 March 2023
- Matters adjourned due to non-availability of the bench
- Matters adjourned due to non-availability of bench
SAT-appeal
- SAT matter SATV-094354F6988EFD1DB936CB95Matters adjourned due to non-availability of the bench · Listed for hearing on 26 February 2024Appeal: Appeal Nos. 373 of 2021, 374 of 2021 and 729 of 2022 were adjourned on 8 January 2024 and listed for 26 February 2024; no disposal on merits stated.
- SAT matter SATV-0DCF3E5330A88BC1682B1B2BDelay in filing the reply condoned and reply taken on record · Urgency application and interim relief in Appeal No. 729 of 2022 disposed ofAppeal: Appeal Nos. 373 and 374 of 2021 and Appeal No. 729 of 2022 were before SAT; interim relief in Appeal No. 729 of 2022 was not pressed and the matters were listed for final disposal on 11 September 2023.
- SAT matter SATV-0E099828C41A7187F588482CAppeals adjourned on the request of the appellants · List the matters on 29 March 2023Appeal: Appeal Nos. 373 of 2021, 374 of 2021 and 729 of 2022 were adjourned on 20 February 2023 and directed to be listed on 29 March 2023; no disposal on merits stated.
- SAT matter SATV-15A304BE19C0BFF44633CA54Appeals were heard in part. · Matter was listed for further hearing on 11 December 2024 at 2:30 P.M.Appeal: Appeal Nos. 373 of 2021, 374 of 2021 and 729 of 2022 were heard in part on 6 December 2024; further hearing scheduled for 11 December 2024.
- SAT matter SATV-244CE54927ABC94AED61241FMatters adjourned due to non-availability of the bench · Listed for hearing on 26 February 2024Appeal: Appeal Nos. 373 of 2021, 374 of 2021 and 729 of 2022 were adjourned on 8 January 2024 and listed for 26 February 2024; not disposed.
- SAT matter SATV-31FC05E4F1CA089DED866777Praecipe seeking change of date was disposed of. · Appeals Nos. 373 of 2021, 374 of 2021 and 729 of 2022 were directed to be listed on July 28, 2026.Appeal: Appeal Nos. 373 of 2021, 374 of 2021 and 729 of 2022, with Misc. Application No. 962 of 2023; on 16 March 2026, date-change praecipe disposed of and matters listed for 28 July 2026.
- SAT matter SATV-32F12B92D8A30F8E9778ECCEAdjourned on the appellant's request · Listed for hearing on 25 July 2023Appeal: Appeal Nos. 373 of 2021, 374 of 2021 and 729 of 2022 were adjourned on 12 May 2023 and listed on 25 July 2023; no disposal recorded.
- SAT matter SATV-1EC1CBB559FCA7AE96977589Heard in part · Listed for further hearing on January 17, 2025 at 2:30 P.M.Appeal: Appeal No. 373 of 2021, Appeal No. 374 of 2021 and Appeal No. 729 of 2022 pending before SAT; heard in part on 19.12.2024
- SAT matter SATV-37504C3E268BB7431A2FD51DAdjourned on the request of the appellants · List on March 29, 2023Appeal: Appeal Nos. 373 of 2021, 374 of 2021 and 729 of 2022 adjourned; next listing on March 29, 2023
- SAT matter SATV-4B8EA0178D82B19E7DEDC1EBMatters adjourned due to non-availability of bench · List on February 26, 2024Appeal: Appeal Nos. 373 of 2021, 374 of 2021 and 729 of 2022 adjourned on 08.01.2024, next listed on February 26, 2024
- SAT matter SATV-5FA7FB3DCA28B8DADD738BA8List Appeals No. 373 and 374 of 2021 on November 26, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on video vs physical hearingAppeal: Appeal No. 373 of 2021 and Appeal No. 374 of 2021 pending; listed for November 26, 2021, not disposed
- SAT matter SATV-74FE8D7FB280C2E5705CB09AAdjourned on request of appellants · List on March 29, 2023Appeal: Appeal Nos. 373 of 2021, 374 of 2021 and 729 of 2022 with Misc. Applications 1228 of 2022, 1729 of 2022 adjourned on 20.02.2023, next date March 29, 2023
- SAT matter SATV-7E2E79666206218E4108C22EMatters adjourned by consent to December 06, 2024Appeal: Appeal Nos. 373 of 2021, 374 of 2021 and 729 of 2022 pending; adjourned to December 06, 2024 by order dated 25.10.2024
- SAT matter SATV-82CB8FE2A6048714371AD3F8Praecipe seeking change of date disposed of · Matters to be called on July 28, 2026
- SAT matter SATV-83B09C85F328B91AFEE5C339Adjourned on request of appellants, list on July 21, 2022 · Parties to act on digitally signed copy; certified copy available from Registry on payment of usual chargesAppeal: Appeal No. 373 of 2021 (Yes Bank Limited vs SEBI) and Appeal No. 374 of 2021 (Vivek Kanwar and Ors. vs SEBI) adjourned on 28.06.2022, next listing July 21, 2022
- SAT matter SATV-8A9CEF85637564685A82FFBCAdjourned on request of the appellants · Listed on July 21, 2022Appeal: Appeal No. 373 of 2021 and Appeal No. 374 of 2021 pending; adjourned on 28.06.2022, next listing July 21, 2022
- Alleged mis-selling of Yes Bank AT-1 Bonds issued to institutional investors to retail investors violating PFUTP Regulations, with MD/CEO held personally responsible.Appellant to deposit Rs.50 lakhs within six weeks from 12.09.2023 as interim condition · If deposited, balance penalty not to be recovered during pendency of appealsAppeal: Appeal Nos.373/2021, 374/2021, 729/2022 with Misc.Appl.1228/2022, 1729/2022 pending; Misc.Appl.962/2023 disposed of 12.09.2023 with conditional stay; final disposal on 20.11.2023
- SAT matter SATV-C13BE39B62B73E3B35165C61Heard in part; listed for further hearing on December 11, 2024 at 2:30 P.M.Appeal: Appeal Nos. 373 of 2021, 374 of 2021 and 729 of 2022 pending; heard in part on 06.12.2024
- SAT matter SATV-CAF17B99F1774F02E39DE70CAdjourned on request of the appellant · List on 30 September 2022Appeal: Appeal No.373 of 2021 and Appeal No.374 of 2021 pending before SAT; adjourned on 30.8.2022 to 30 September 2022
- SAT matter SATV-BE464F604139DACD7BBB3E95Delay in filing reply condoned and reply taken on record · Application for interim relief not pressed at this stageAppeal: Appeal Nos. 373 of 2021, 374 of 2021 and 729 of 2022 pending; pleadings completed, listed for admission and final disposal on September 11, 2023
- SAT matter SATV-E3901ACC01CD104CF18E086DAdjourned on request of appellant's counsel · Parties to act on digitally signed copy; certified copy available from Registry on paymentAppeal: Appeal Nos. 373 of 2021, 374 of 2021 and 729 of 2022 pending; adjourned to February 20, 2023
- SAT matter SATV-E77A9DCB8A833E4F4D98564EList Appeals No. 373 and 374 of 2021 on November 26, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on VC vs physical hearing
- SAT matter SATV-E449B203DCDE980C87C30A19Three weeks further time allowed to appellant to file rejoinder · Matter listed on September 29, 2021Appeal: Appeal Nos. 373 of 2021 and 374 of 2021 pending before SAT; adjourned to September 29, 2021 for rejoinder/hearing
- SAT matter SATV-E75F612231099AC3AE24A344Respondent to file reply in Appeal No. 729 of 2022 within three weeks · Appellant to file rejoinder within two weeks thereafterAppeal: Appeal No. 373 of 2021, Appeal No. 374 of 2021 and Appeal No. 729 of 2022 pending before SAT; Appeal No. 729 of 2022 adjourned to December 16, 2022
- Alleged mis-selling of Yes Bank AT-1 Bonds from institutional investors to retail investors in violation of PFUTP Regulations, with MD/CEO held personally responsible.Appellant to deposit Rs. 50 lakhs within six weeks from 12.09.2023; balance penalty not to be recovered during pendency of appeals · Stay application Misc. Application No. 962 of 2023 disposed ofAppeal: Appeal Nos. 373/2021, 374/2021 and 729/2022 pending; stay application Misc. No. 962/2023 disposed of on 12.09.2023; final disposal fixed for 20.11.2023
- SAT matter SATV-4585ED369C2700B8E7E8CA10By consent, the appeals were directed to be listed on 06 December 2024Appeal: Appeal Nos. 373 of 2021, 374 of 2021 and 729 of 2022 were pending; by consent, listed on 06 December 2024
- SAT matter SATV-8B1DB9882CF44079347B7D44Delay in filing reply condoned and reply taken on record · Urgency application and interim relief in Appeal No. 729 of 2022 disposed off as not pressedAppeal: Appeal Nos. 373 of 2021, 374 of 2021 and 729 of 2022 pending before SAT; pleadings completed, listed for admission and final disposal on September 11, 2023; interim/urgency relief in 729/2022 disposed as not pressed
- SAT matter SATV-8EF81C415844105759A2D1CDBy consent, matter to be called on December 06, 2024Appeal: Appeal Nos. 373 of 2021, 374 of 2021 and 729 of 2022 pending; adjourned to 06.12.2024
- SAT matter SATV-8E091CF9F19B8523A5D6515FMatter to be called on 28 July 2026 on appellants' praecipe seeking change of date · Praecipe disposed ofAppeal: Appeal Nos. 373 of 2021, 374 of 2021 and 729 of 2022 pending before SAT; adjourned to 28 July 2026 vide order dated 16.03.2026
- SAT matter SATV-A233DA5395BCCD4DEC41039FTime granted as sought by appellant in Appeal No. 373 of 2021, respondent had no objection · All matters to be called on 09.09.2024 by consentAppeal: Appeal Nos. 373 of 2021, 374 of 2021 and 729 of 2022 pending before SAT; adjourned to 09.09.2024 vide order dated 05.08.2024
- SAT matter SATV-A8F7D10E1C7B953737C10B37Part heard on 09.09.2025, next hearing on November 13 and 14, 2025Appeal: Appeal Nos. 373 of 2021, 374 of 2021 and 729 of 2022 part-heard on 09.09.2025; next hearing on November 13-14, 2025
- SAT matter SATV-DFAADF5C74B6E732084766C6Heard in part · Listed for further hearing on January 17, 2025 at 2:30 P.M.Appeal: Appeal No. 373 of 2021, Appeal No. 374 of 2021 and Appeal No. 729 of 2022 heard in part on 19.12.2024; adjourned to 17.01.2025
- SAT matter SATV-EC74F0CBEA8987BE850D91C7Heard in part; matter listed for further hearing on 17 January 2025 at 2:30 P.M.Appeal: Appeal Nos. 373 of 2021, 374 of 2021 and 729 of 2022 pending before SAT; heard in part on 19.12.2024, next date 17.01.2025
Other
- SAT matter SATV-EFF32849FB963C178AE36F2EHeard in part · Call / next hearing on December 11, 2024 at 2:30 P.M.Appeal: Appeal Nos. 373 of 2021, 374 of 2021 and 729 of 2022 pending before SAT; heard in part on 06.12.2024, next date 11.12.2024
Source: SecMarx — Vivek Kanwar and Ors.. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.