Vivek Kanwar & Ors.
Penalties and directions recorded
- List matters on 31 January 2023
- Adjournment granted; matters listed on August 5, 2024 by consent
- Appellants to file precise grounds in written submissions with relevant page numbers
- List these matters on September 12, 2023 before admission and part heard matters
- List matters on December 16, 2022
SAT-appeal
- SAT matter SATV-095BFB49D35F952EA1C40BE6Appeals adjourned on appellants' request · List Appeals Nos. 373 and 374 of 2021 on 6 May 2022Appeal: Appeal Nos. 373 of 2021 and 374 of 2021 were adjourned on 8 April 2022 and listed for 6 May 2022; no disposal on merits stated.
- SAT matter SATV-0C06ADB84A1323520F7F098BAppeals adjourned due to non-availability of the bench · List on 2 May 2024Appeal: Appeal Nos. 373 of 2021, 374 of 2021 and 729 of 2022 were adjourned on 26 February 2024 and listed for 2 May 2024; no disposal on merits stated.
- SAT matter SATV-18EE54357B8EA45D31F887EDAppeals adjourned on the appellants' request · Stand over to 30 August 2022Appeal: Appeal Nos. 373 of 2021 and 374 of 2021 were adjourned on 21 July 2022 and stood over to 30 August 2022; no final disposal stated.
- SAT matter SATV-46858FD53B607351CFD76C13Reply filed by SEBI in Appeal No. 729 of 2022 taken on record · Three weeks' time allowed to appellant in Appeal No. 729 of 2022 to file rejoinder
- SAT matter SATV-4AC41A3EA41028F386AE49E5Adjournment granted; matters listed on August 5, 2024 by consentAppeal: Appeal Nos. 373 of 2021, 374 of 2021 and 729 of 2022 pending; adjourned by consent to August 5, 2024
- SAT matter SATV-576F9A425C8F51FFADFFF559Adjourned on request of learned counsel for the appellant · List on June 28, 2022Appeal: Appeal No. 373 of 2021 and Appeal No. 374 of 2021 pending before SAT; adjourned to June 28, 2022
- SAT matter SATV-6950095E08C6943A903D14B0Adjourned on request of learned counsel for appellant · List on June 28, 2022Appeal: Appeal No. 373 of 2021 and Appeal No. 374 of 2021 adjourned on 06.05.2022, listed on June 28, 2022
- SAT matter SATV-7BA83EC07F8CDBCA563BC1FFPart-heard appeals adjourned by consent and listed on December 15-16, 2025Appeal: Appeal Nos. 373 of 2021, 374 of 2021, 729 of 2022 part-heard on 13.11.2025; adjourned, not disposed
- SAT matter SATV-93783AE9359816CFC8709EA2Appellants to file precise grounds in written submissions with relevant page numbers · Appellant submissions to be exchanged with SEBI counselAppeal: Appeal Nos. 373 of 2021, 374 of 2021 and 729 of 2022 with Misc. Application No. 962 of 2023 pending; order dated 18.07.2025 adjourns to 08.09.2025
- SAT matter SATV-95F4DD77A371426C70570134Adjourned on request of learned counsel for the appellant · List on February 23, 2022Appeal: Appeal Nos. 373 of 2021 and 374 of 2021 pending before SAT; adjourned to February 23, 2022
- SAT matter SATV-93028E6FC459145935DB2573Change of date granted by consent; matter to be called on April 7, 2025 at 10:30 a.m. instead of February 20, 2025Appeal: Appeal No. 373 of 2021, Appeal No. 374 of 2021 and Appeal No. 729 of 2022 pending before SAT; adjourned to April 7, 2025
- SAT matter SATV-A5D2265D48322A6CDA34FDADAdjourned on request of learned counsel for the appellant · List on November 9, 2022Appeal: Appeal No. 373 of 2021 and Appeal No. 374 of 2021 adjourned; next listing November 9, 2022
- SAT matter SATV-ACE7E556226DFC54469EAF7BList these matters on September 12, 2023 before admission and part heard mattersAppeal: Appeal No. 373 of 2021, Appeal No. 374 of 2021 and Appeal No. 729 of 2022 pending; listed on September 12, 2023
- SAT matter SATV-C4880F459A132A0B56C8EA7ARespondent SEBI to file reply in Appeal No. 729 of 2022 within three weeks · Appellant to file rejoinder within two weeks thereafterAppeal: Appeal Nos. 373 of 2021, 374 of 2021 and 729 of 2022 with Misc. Application No. 1228 of 2022 pending before SAT; pleadings in 729/2022 directed, listed December 16, 2022
- SAT matter SATV-B824E7130944E431A0BF417EAdjourned on request of learned counsel for the appellant · List on February 20, 2023
- SAT matter SATV-CA8B339D997B2C068845707DPart heard · Adjourned as prayed for by appellants, call on March 13, 2026Appeal: Appeal Nos. 373 of 2021, 374 of 2021 and 729 of 2022 part-heard, adjourned to 13 March 2026; Misc. Application No. 962 of 2023 pending
- SAT matter SATV-D028A0E95427E99EB9AF8B03List Appeal Nos. 373 and 374 of 2021 on January 19, 2022 · Parties to take instructions from Registrar 48 hrs before date fixed on video conference vs physical hearingAppeal: Appeal Nos. 373 and 374 of 2021 pending before SAT; adjourned to January 19, 2022 with no disposal or stay in this order
- Alleged facilitation of secondary-market sale of Yes Bank AT-1 Bonds without informing investors of risk factors, constituting misrepresentation and fraud.Stay of effect and operation of impugned AO order against appellants subject to undertaking · Respondent to file reply within 4 weeks from 21 May 2021Appeal: Appeal Nos. 373 and 374 of 2021 against AO order 12 Apr 2021 pending; stay granted 21 May 2021; next hearing 30 Jul 2021
- SAT matter SATV-E453505BBF4A79CE82343833Adjourned on request of appellant's counsel · List on November 9, 2022Appeal: Appeal Nos. 373 of 2021 and 374 of 2021 adjourned; next listing November 9, 2022
- SAT matter SATV-69C131CA0FEA8F31F0442A13Part-heard appeals adjourned at the appellants' request · Appeals listed on 28 April 2026Appeal: Appeal Nos. 373 of 2021, 374 of 2021 and 729 of 2022 remain part-heard and were adjourned on 13 March 2026; next date 28 April 2026. Misc. Application No. 962 of 2023 is listed with Appeal No. 729 of 2022.
- SAT matter SATV-7632753A0FAAD983A2867E39Appeals adjourned on the appellants' request · Listed for hearing on 6 May 2022Appeal: Appeal Nos. 373 of 2021 and 374 of 2021; order dated 8 April 2022 adjourned the matters and listed them on 6 May 2022
- Alleged misrepresentation and fraud by bank Relationship Manager in facilitating secondary-market sale of AT-1 Bonds without informing investors of risk factors.Stay of effect and operation of AO order dated 12 April 2021 against appellants · Stay conditional on Yes Bank undertaking for itself and PWM appellants to pay penalty within two weeks if appeal failsAppeal: Appeal Nos. 373 and 374 of 2021 against AO common order dated 12 April 2021; interim stay granted conditional on undertaking; pending, next listed 30 July 2021
- SAT matter SATV-6E6EB462E4B1D9D5D583A32EAdjourned on request of learned counsel for appellant · List on February 23, 2022Appeal: Appeal No. 373 of 2021 (Yes Bank Limited vs SEBI) and Appeal No. 374 of 2021 (Vivek Kanwar & Ors. vs SEBI) adjourned on 19.01.2022, next date February 23, 2022
- SAT matter SATV-7AD6F2B82E64ACD242004B45Matter adjourned by consent to October 25, 2024Appeal: Appeal Nos. 373 of 2021, 374 of 2021 and 729 of 2022 mentioned on 06.09.2024; adjourned to 25.10.2024, not disposed
- SAT matter SATV-95372D79DBD5A8185D482DD6Adjourned on request of learned counsel for the appellants · Matter stood over to August 30, 2022Appeal: Appeal No. 373 of 2021 (Yes Bank Ltd. vs SEBI) and Appeal No. 374 of 2021 (Vivek Kanwar & Ors. vs SEBI) pending, adjourned to August 30, 2022
- SAT matter SATV-9580FCBCFD1A8EF7DCBC09DEBy consent, matters called on July 18, 2025 at 10:30 a.m.Appeal: Appeal Nos. 373 of 2021, 374 of 2021, 729 of 2022 and Misc. Application No. 962 of 2023 pending; adjourned to 18 July 2025, no disposal
- SAT matter SATV-E2E822A2F0265CE5D81C2113List matters on January 8, 2024Appeal: Appeal Nos. 373 of 2021, 374 of 2021 and 729 of 2022 pending before SAT; next hearing on January 8, 2024
- SAT matter SATV-EB43BB82DC6C16AD5360D473List Appeal No. 373 of 2021 and Appeal No. 374 of 2021 on January 19, 2022 · Parties to act on digitally signed copy sent by fax and/or emailAppeal: Appeal No. 373 of 2021 (Yes Bank Ltd. vs SEBI) and Appeal No. 374 of 2021 (Vivek Kanwar & Ors. vs SEBI) pending, adjourned to January 19, 2022
Source: SecMarx — Vivek Kanwar & Ors.. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.