Vishal Vijay Shah

10 matters before the Securities Appellate Tribunal

Penalties and directions recorded

Parties to seek Registrar's instructions 48 hours before the hearing on physical or video-conference mode
Parties to take instructions from Registrar 48 hrs before date fixed on mode of hearing
Parties to take instructions from Registrar 48 hrs before fixed date on VC vs physical hearing mode
Parties to take instructions from Registrar 48 hrs before fixed date on video conference vs physical hearing
Parties to approach Registrar 48 hours before fixed date for hearing mode

SAT-appeal

SAT matter SATV-189C781376A5CF281BA58C2D
Matter listed for final hearing on 12 October 2020 · Parties to seek Registrar's instructions 48 hours before the hearing on physical or video-conference mode
Appeal: Appeal No. 225 of 2020; order dated 6 October 2020; matter adjourned for final hearing on 12 October 2020
Engaging in circular and synchronised trades in Maharashtra Polybutenes shares, misusing client funds and securities, directing payouts to front entities, falsifying records and issuing fictitious contract notes.
Appeal No. 225 of 2020 dismissed · SEBI order cancelling the appellant's stock-broker registration upheld
Appeal: Appeal No. 225 of 2020 dismissed by SAT on 22 March 2021
SAT matter SATV-3DD0A34DC2A70E92D3C9328D
Order reserved after hearing counsel for appellant and respondent · Parties directed to act on digitally signed copy sent by fax and/or email
Appeal: Appeal No. 225 of 2020 heard on 11.01.2021 - order reserved
SAT matter SATV-868B943F947960246CA6EB11
List Appeal No. 225 of 2020 on January 4, 2021 · Parties to take instructions from Registrar 48 hrs before date fixed on mode of hearing
Appeal: Appeal No. 225 of 2020 dated 18.12.2020 pending, listed for hearing on January 4, 2021, no disposal
SAT matter SATV-8CA0D05BF4906AEADD91BAA5
Adjourned and listed on November 05, 2020 with direction of no further adjournment · Parties to take instructions from Registrar 48 hrs before fixed date on VC vs physical hearing mode
Appeal: Appeal No. 225 of 2020 pending; adjourned to November 05, 2020
SAT matter SATV-AB5DD8B55DD0DC67364A5A49
List matter on December 18, 2020 · Parties to take instructions from Registrar 48 hrs before fixed date on video conference vs physical hearing
Appeal: Appeal No. 225 of 2020 pending; next listing on December 18, 2020
SAT matter SATV-C3E57CB8369D13B2A52A3DA6
Respondent SEBI to file reply within four weeks · Appellant to file rejoinder within three weeks thereafter
Appeal: Appeal (L) No. 221 of 2020 pending before SAT Mumbai, next listed on October 6, 2020 for admission and final disposal
SAT matter SATV-C48CF6A24B7E95934D302F1C
List Appeal No. 225 of 2020 for final disposal on November 26, 2020 as agreed · Parties to take instructions from Registrar 48 hours before fixed date on video vs physical hearing
Appeal: Appeal No. 225 of 2020 pending; adjourned vide order dated 05.11.2020 and listed for final disposal on November 26, 2020
SAT matter SATV-A2B4C4212B8DC547AE807547
Adjourned and listed on January 11, 2021 · Parties to take instructions from Registrar 48 hours before fixed date on VC vs physical hearing
SAT matter SATV-E2A9DC252517387A77C99664
Matter adjourned due to power grid failure preventing virtual hearing · List on October 27, 2020
Appeal: Appeal No. 225 of 2020 heard on 12.10.2020, adjourned to 27.10.2020, pending disposal

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Source: SecMarx — Vishal Vijay Shah. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.