Viral Doshi

SAT-appeal

• The appellants were held by SEBI to have aided and abetted Nirmal Kotecha in violating various securities laws.
  Appeal Nos. 48, 49, 52, 54 and 186 of 2014 permitted to be withdrawn. · Liberty granted to file fresh appeals after SEBI passes a final order against Nirmal Kotecha.
  Appeal: Appeal Nos. 48, 49, 52, 54 and 186 of 2014 withdrawn on 12 December 2014, with liberty to file fresh appeals after SEBI's final order in Nirmal Kotecha's case.
• The appellants were held by the WTM to have aided and abetted Mr. Nirmal Kotecha in violating the SEBI Act and PFUTP Regulations.
  Findings that the appellants aided and abetted Nirmal Kotecha were set aside. · All five appeals were disposed of with no order as to costs.
  Appeal: Appeal Nos. 119, 121, 122, 123 and 124 of 2018 disposed of by SAT on 26 April 2018.
• The appellants were held by SEBI to have aided and abetted Nirmal Kotecha in violating securities laws.
  All five appeals were permitted to be withdrawn. · Appellants were granted liberty to file fresh appeals after SEBI passes a final order against Nirmal Kotecha.
  Appeal: Appeal Nos. 48, 49, 52, 54 and 186 of 2014 were withdrawn on 12 December 2014 with liberty to file fresh appeals after SEBI's final order in Nirmal Kotecha's case.
• The appellants were held by the WTM to have aided and abetted Nirmal Kotecha in violating the SEBI Act and PFUTP Regulations.
  Findings that the appellants aided and abetted Nirmal Kotecha were set aside to that extent. · All five appeals were disposed of with no order as to costs.
  Appeal: Appeal Nos. 119, 121, 122, 123 and 124 of 2018 disposed of by SAT on 26 April 2018; findings against appellants set aside to the stated extent.
• Allegedly aiding and abetting one Mr. Nirmal Kotecha in violating various provisions of securities laws framed by SEBI.
  All five appeals permitted to be withdrawn with liberty to file fresh appeals when SEBI passes final order in Nirmal Kotecha case · All contentions of both sides kept open
  Appeal: Appeal Nos. 48, 49, 52, 54 and 186 of 2014 withdrawn with liberty on 12.12.2014; no costs
• Alleged aiding and abetting Mr. Nirmal Kotecha in violating the SEBI Act and PFUTP Regulations, 2003
  Findings that each appellant aided and abetted Nirmal Kotecha set aside · All appeals disposed of with no order as to costs
  Appeal: Appeal Nos. 119, 121, 122, 123 and 124 of 2018 disposed of on 26.04.2018 with aiding-abetting findings set aside
• Alleged aiding and abetting of Mr. Nirmal Kotecha in violating the SEBI Act and PFUTP Regulations, 2003.
  Findings that each appellant aided and abetted Nirmal Kotecha in violating SEBI Act and PFUTP Regulations set aside · All appeals disposed of with no order as to costs
  Appeal: Appeal Nos. 119, 121, 122, 123 and 124 of 2018 disposed on 26.04.2018 with aiding-abetting findings set aside
• SAT matter SATV-B2A9F6D8B6273A0A7DDD5DB2
  SEBI Whole Time Member to pass final order on show-cause notice within 45 days from 03.03.2014 · If final order not passed and communicated in time, interim orders dated 23.04.2009 and 31.07.2009 stand vacated automatically
  Appeal: Appeal No. 22 of 2014 with Misc. Application No. 18 of 2014 disposed on 03.03.2014
• Alleged aiding and abetting of Nirmal Kotecha in violating various provisions of SEBI securities laws.
  All five appeals (Nos. 48, 49, 52, 54 and 186 of 2014) permitted to be withdrawn with liberty to file fresh appeals when SEBI passes final order in Nirmal Kotecha case · All contentions of both sides kept open
  Appeal: Appeal Nos. 48, 49, 52, 54 and 186 of 2014 withdrawn with liberty vide SAT order dated 12.12.2014
• Alleged aiding and abetting Mr. Nirmal Kotecha in violating SEBI Act and PFUTP Regulations
  Findings that each appellant aided and abetted Nirmal Kotecha set aside to that extent · All five appeals disposed with no order as to costs
  Appeal: Appeal Nos. 119, 121, 122, 123 and 124 of 2018 disposed on 26.04.2018 with aiding-abetting findings set aside
• SAT matter SATV-F4434A7ABF05B5C3789FFD1A
  Dispose of Appeals No. 146, 147 and 189 of 2009 without examining merits · Direct SEBI to conclude ongoing investigations expeditiously but not later than April 30, 2010
  Appeal: Appeal No. 146 of 2009 with Nos. 147 and 189 of 2009 disposed on 29.1.2010 with direction to complete investigation by 30 April 2010
• Alleged aiding and abetting Nirmal Kotecha in violating various SEBI securities laws.
  All five appeals permitted to be withdrawn with liberty to file fresh appeals after SEBI final order in Nirmal Kotecha case · No costs imposed
  Appeal: Appeal Nos. 48, 49, 52, 54 and 186 of 2014 withdrawn on 12.12.2014 with liberty to file fresh appeals after final SEBI order against Nirmal Kotecha
• SAT matter SATV-D18D7F09CE95F220684905B7
  Appeal disposed of on same terms as order in Appeal No. 88 of 2009 · Whole time member requested to pass final order expeditiously
  Appeal: Appeal No. 87 of 2009 disposed of on 22.06.2009 on same terms as order dated June 17, 2009 in Appeals No. 86 and 88 of 2009