Vinod Kumar Kaushik

SAT-appeal

• SAT matter SATV-097377274D5C3F74A4C57D21
  List the matters on 28 April 2021 · Parties to obtain instructions from the Registrar 48 hours before the listed date regarding video conference or physical hearing
  Appeal: Appeal Nos. 393 of 2020, 394 of 2020, 64 of 2020 and 487-488 of 2020 were listed for further hearing on 28 April 2021; no disposal on merits.
• SAT matter SATV-0A2F23763BF6FA78621EF339
  List the matters on 28 April 2021 · Parties to take instructions from the Registrar 48 hours before the listed date regarding video conference or physical hearing
  Appeal: Appeal Nos. 393 of 2020, 394 of 2020, 64 of 2020 and 487-488 of 2020 were listed for 28 April 2021; no disposal on merits stated
• SAT matter SATV-2817CCD80B4529D66D4EA1F3
  List the matters on 28 April 2021 · Parties to take instructions from the Registrar 48 hours before the listed date regarding video conference or physical hearing
  Appeal: Appeal Nos. 393 of 2020, 394 of 2020, 64 of 2020, 487 of 2020 and 488 of 2020 were listed; matter adjourned to 28 April 2021
• SAT matter SATV-3732CEF361224C64AB97C687
  List the matters on 28 April 2021 · Parties to obtain instructions from the Registrar 48 hours before the listed date regarding video conference or physical hearing
  Appeal: Appeal Nos. 393, 394, 64, 487 and 488 of 2020 were listed for 28 April 2021; no disposal on merits stated
• SAT matter SATV-31FB5861CE6CF414DA432404
  Matters listed for hearing on 24 March 2021 · Parties directed to take instructions from the Registrar 48 hours before the listed date regarding video conference or physical hearing
  Appeal: Appeal Nos. 393, 394, 64, 487 and 488 of 2020, along with Misc. Application No. 67 of 2020, were adjourned and listed on 24 March 2021; no merits disposal stated.
• SAT matter SATV-3290F5C96E824E4367016E3F
  Matters listed on March 24, 2021 on request of appellants' counsel · Parties to take instructions from Registrar 48 hrs before fixed date on video vs physical hearing
  Appeal: Appeal Nos. 393, 394, 64, 487, 488 of 2020 with Misc. Application No. 67 of 2020 pending; adjourned to March 24, 2021, not disposed on 17.02.2021
• SAT matter SATV-350E281B1036587B5FB6738B
  List appeals on April 28, 2021 · Parties to take instructions from Registrar 48 hrs before date fixed on video conference or physical hearing
  Appeal: Appeal Nos. 393/2020, 394/2020, 64/2020, 487/2020, 488/2020 and Misc. Application 67/2020 pending; adjourned to 28.04.2021
• SAT matter SATV-595D101CAE9911748A583C5A
  List Appeal Nos. 393, 394, 64, 487, 488 of 2020 and Misc. Application 67 of 2020 on March 24, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on video conference vs physical hearing
  Appeal: Appeal Nos. 393 of 2020, 394 of 2020, 64 of 2020, 487 of 2020, 488 of 2020 and Misc. Application 67 of 2020 adjourned to March 24, 2021 vide SAT order dated 17.02.2021
• SAT matter SATV-6FD059F58D4D944B6A164465
  Order reserved after hearing counsel for parties · Parties directed to act on digitally signed copy sent by fax and/or email
  Appeal: Appeal Nos. 393 of 2020, 394 of 2020, 64 of 2020, 487 of 2020, 488 of 2020 with Misc. Application No. 67 of 2020 heard on 28.04.2021; order reserved
• Fraudulent GDR issue Oct 2010 with Vintage FZE as concealed sole subscriber via loan/pledge, fictitious subscriber list and non-disclosure under Listing Agreement.
  Delay condoned in Misc. Applications 67 of 2020 and 428 of 2021 · WTM order 30-09-2019 restraining company 5 years confirmed for Chromatic and Vinod Kaushik
  Appeal: Seven appeals Nos.393,394,64,487,488 of 2020, 203 and 184 of 2021 decided together on 12.05.2021; prior Appeal 58 of 2020 allowed 06-02-2020 remanding Vipin Sharma case
• SAT matter SATV-3D4BBBBAB0FD8B421CA28B55
  Matters listed for hearing on 24 March 2021 · Parties directed to take instructions from the Registrar 48 hours before the listed date regarding video conference or physical hearing
  Appeal: Appeal Nos. 393, 394, 64, 487 and 488 of 2020, with Miscellaneous Application No. 67 of 2020, were adjourned and listed on 24 March 2021; no disposal on merits recorded.
• GDR fraud: Vintage FZE sole subscriber via concealed Loan/Pledge Agreement, fictitious subscriber list, diversion of proceeds and non-disclosure under Listing Agreement.
  Findings of WTM order 30-09-2019 and AO order 31-03-2020 against Chromatic and Vinod Kaushik confirmed · Rs 10 crore penalty on company held appropriate, neither arbitrary nor excessive
  Appeal: Prior Appeal No. 58 of 2020 by Vipin Sharma allowed 06-02-2020; WTM order set aside and remanded for fresh hearing
• SAT matter SATV-969E4286038AC6FEB516EFDD
  Heard counsel for parties, order reserved · Parties directed to act on digitally signed copy sent by fax and/or email
  Appeal: Appeal Nos. 393 of 2020, 394 of 2020, 64 of 2020, 487 of 2020, 488 of 2020 with Misc. Application No. 67 of 2020 heard on 28.04.2021 - order reserved
• SAT matter SATV-92983EC695F8423443648FE6
  List appeals for hearing on March 24, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on hearing mode
• SAT matter SATV-98868A0179085CE647F8499D
  Connect with Appeal No. 64 of 2020 and list for admission on November 3, 2020 · Appellant to get memo of Appeal No. 64 of 2020 scanned and supply to parties and Tribunal
  Appeal: Appeal No. 394 of 2020 pending, connected with Appeal No. 64 of 2020, listed for admission on November 3, 2020
• SAT matter SATV-BCB6C5DE664819F27AAE03B8
  Order reserved after hearing learned counsel for parties · Parties directed to act on digitally signed copy sent by fax and/or email
  Appeal: Appeal Nos. 393 of 2020, 394 of 2020, 64 of 2020, 487 of 2020, 488 of 2020 with Misc. Application 67 of 2020 heard on 28.04.2021; order reserved, not disposed
• SAT matter SATV-B58FC8A7A36EA146214DEB47
  Order reserved after hearing parties · Parties directed to act on digitally signed copy sent by fax and/or email
  Appeal: Appeal Nos. 393 of 2020, 394 of 2020, 64 of 2020, 487 of 2020, 488 of 2020 with Misc. Application No. 67 of 2020 heard on 28.04.2021 - order reserved
• Fraudulent October 2010 GDR issue of USD 35.78 mn (~Rs 159 cr) with Vintage FZE as sole concealed subscriber via loan/pledge, fictitious subscriber list and non-disclosure under Listing Agreement.
  Delay condoned; Misc Applications 67 of 2020 and 428 of 2021 allowed · Findings of WTM 30.09.2019 and AO 31.03.2020 against company and Vinod Kaushik confirmed
  Appeal: Seven appeals 393/2020, 394/2020, 64/2020, 487/2020, 488/2020, 203/2021, 184/2020 decided together on 12.05.2021; prior Appeal 58/2020 allowed 06.02.2020 remanding Vipin Sharma case
• Fraudulent October 2010 GDR issue where Vintage FZE was sole subscriber via concealed loan/pledge, fictitious subscriber list filed and proceeds diverted with no disclosure.
  Findings of WTM order 30.09.2019 and AO order 31.03.2020 against company and Vinod Kumar Kaushik confirmed · Company restrained from securities market for 5 years; directors restrained for limited period
• Fraudulent October 2010 GDR issue of USD 35.78M with Vintage FZE as sole concealed subscriber via loan/pledge, fictitious subscriber list and undisclosed agreements, proceeds diverted abroad.
  Delay condoned in Misc. Applications 67 of 2020 and 428 of 2021 · Confirmed WTM order 30.09.2019 restraining Chromatic 5 years and directors for limited period
  Appeal: Seven appeals 393, 394, 64, 487, 488 of 2020 and 203, 184 of 2021 decided together on 12.05.2021; prior Appeal 58 of 2020 allowed 06.02.2020 remanding Vipin Sharma case
• Fraudulent GDR issue Oct 2010 of USD 35.78 mn (~Rs159 cr) with Vintage FZE as concealed sole subscriber via loan/pledge, fictitious subscriber list and non-disclosure.
  Delay condoned, Misc. Apps 67 of 2020 and 428 of 2021 allowed · Findings of WTM 30.09.2019 and AO 31.03.2020 vs Chromatic and Vinod Kaushik confirmed
  Appeal: Prior Appeal No.58 of 2020 by Vipin Sharma allowed 06.02.2020, WTM order set aside for fresh hearing; present 7 appeals decided 12.05.2021
• SAT matter SATV-AF8A642D5F2F48E455CE0C64
  Order reserved after hearing parties · Parties to act on digitally signed copy sent by fax and/or email
  Appeal: Appeal Nos. 393, 394, 64, 487, 488 of 2020 and Misc. Application No. 67 of 2020 heard on 28.04.2021; order reserved, not disposed
• Penalty imposed by SEBI (underlying violation not detailed in order); appeal confined to quantum of penalty alleged to be excessive and harsh
  Connected with Appeal No.393 of 2020 · Respondent to file reply and appellant to file rejoinder; listed for admission and final disposal
  Appeal: Appeal No.394 of 2020 pending, connected with Appeal No.393 of 2020, listed for admission and final disposal on 14 December 2020
• Fraudulent October 2010 GDR issue with Vintage FZE as concealed sole subscriber via loan/pledge, fictitious subscriber list and diversion of proceeds.
  WTM order 30.09.2019 restrained Chromatic India for 5 years, directors for limited period · AO order 31.03.2020 penalties confirmed against company and Vinod Kaushik
  Appeal: Appeal Nos 393/2020, 394/2020, 64/2020, 487/2020, 488/2020, 203/2021, 184/2020 decided together on 12.05.2021; prior Appeal 58/2020 allowed 06.02.2020 remanding Vipin Sharma case