Vinod Kumar Dua
Penalties and directions recorded
- By consent, matters to be called on July 12, 2024
- Cost of Rs. 5,000 by advocate/solicitor firm via demand draft, else appeal consigned to record
SAT-appeal
- SAT matter SATV-04C27FDC605E9FFCCDE65D9CRegistry directed to place the restoration application under Rule 8(5) before the Presiding OfficerAppeal: Miscellaneous Application No. 190 of 2023 in Appeal Lodging No. 631 of 2022; restoration application directed to be placed before the Presiding Officer on 17 March 2023
- SAT matter SATV-05C13310C9EC9A257421497FDelay in filing Appeal No. 645 of 2023 condoned. · Reply in Appeal No. 645 of 2023 to be filed within two weeks.Appeal: Appeal No. 645 of 2023: delay condoned on 28 August 2023; reply and rejoinder directed; listed with Appeal No. 467 of 2023 for 9 October 2023. Appeal No. 467 of 2023 was connected.
- SAT matter SATV-10359BC81FEFB4C3F9AFF773Registry directed to place the restoration application before the Presiding Officer under Rule 8(5)Appeal: Miscellaneous Application No. 190 of 2023 in Appeal Lodging No. 631 of 2022; restoration application directed to be placed before the Presiding Officer; no final disposal stated
- SAT matter SATV-272F4423B0BC8334C2E6615DAdjourned due to non-availability of the bench · List on 9 May 2024Appeal: Appeal Nos. 467 of 2023 and 645 of 2023 were adjourned on 4 March 2024 and listed for 9 May 2024; no disposal on merits stated.
- SAT matter SATV-29FB0FA9539C141E32A184ABDelay in filing Appeal No. 645 of 2023 condoned and Misc. Application No. 950 of 2023 allowed · Reply in Appeal No. 645 of 2023 to be filed within two weeks, rejoinder within two weeks thereafterAppeal: Appeal No. 467 of 2023 and Appeal No. 645 of 2023 with Misc. Application No. 950 of 2023 pending before SAT; delay condoned on 28.08.2023, not finally disposed, next date October 9, 2023
- SAT matter SATV-4691020075BACA2848BC2204Matter adjourned by consent and listed as call on June 10, 2024Appeal: Misc. Application No. 1290 of 2023 and Appeal No. 467 of 2023 with Appeal No. 645 of 2023 pending before SAT, adjourned to June 10, 2024
- SAT matter SATV-AE2FDC6D2FD1F588D937463FCall finally on 24.07.2024Appeal: Misc. Application No. 1290 of 2023 and Appeal No. 467 of 2023 and Appeal No. 645 of 2023 adjourned, to be called finally on 24.07.2024
- SAT matter SATV-9C22510E668058F29651F11BAdjourned on request of counsel for SEBI · List on November 29, 2023Appeal: Appeal No. 467 of 2023 with Misc. Application No. 1290 of 2023 and Appeal No. 645 of 2023 with Misc. Application No. 1231 of 2023 pending, adjourned to 29 November 2023
- SAT matter SATV-D043FCCC378DFCC16653DA37List matter on August 28, 2023 · Parties to act on digitally signed copy of order by Private SecretaryAppeal: Appeal No. 645 of 2023 with Misc. Application No. 950 of 2023 pending; adjourned to August 28, 2023 vide order dated 07.08.2023
- SAT matter SATV-D47E625A3EF915F986D28280By consent, matters to be called on July 12, 2024Appeal: Appeal No. 467 of 2023 and Appeal No. 645 of 2023 pending with Misc. Application No. 1290 of 2023; adjourned to July 12, 2024
- SAT matter SATV-DE7EE091243992ABE2EC58F5By consent, call on July 12, 2024Appeal: Appeal No. 467 of 2023 with Misc. Application No. 1290 of 2023 and Appeal No. 645 of 2023 pending; adjourned by consent to July 12, 2024
- SAT matter SATV-E052B7CB0B77B410CDB5B1A9Misc Application No. 190 of 2023 allowed; Registrar refusal dated 05 Jan 2023 set aside · Registry to list Appeal Lodging No. 631 of 2022 for admission; appellant to serve physical copies on respondentAppeal: Misc. Application No. 190 of 2023 in Appeal Lodging No. 631 of 2022 allowed on 09.06.2023; appeal to be listed for admission
- SAT matter SATV-E5D9FA9B3F037A15A48BF927Delay in filing reply condoned, application allowed and reply taken on record · Matter adjourned on SEBI request, listed on January 12, 2024 with no further adjournmentAppeal: Appeal No. 467 of 2023 (Kuber Securities Ltd) and Appeal No. 645 of 2023 (Vinod Kumar Dua) pending; adjourned to 12 January 2024
- Fee-refund dispute: claim for 15% interest on Rs.3,08,940 excess-fee refund arising from broker turnover-fee recomputation involving DSE.Appeal No. 645 of 2023 dismissed on merits · No costs awardedAppeal: Appeal No. 645 of 2023 decided on 24.07.2024 - dismissed, no costs
- SAT matter SATV-7BDCFBBE107A070399DEDD5CAdjourned due to non-availability of the bench · List on March 4, 2024Appeal: Misc. Application No. 1290 of 2023 and Appeal No. 467 of 2023 with Appeal No. 645 of 2023 adjourned; next listing March 4, 2024
- SAT matter SATV-A290897F0F9E4A68ED634418List appeal on August 7, 2023 for admissionAppeal: Appeal No. 645 of 2023 with Misc. Application No. 950 of 2023 pending; listed for admission on 07.08.2023
Source: SecMarx — Vinod Kumar Dua. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.