Vijesh Joshi

2 matters before the Securities Appellate Tribunal

Penalties and directions recorded

WTM refund of advisory monies to investors upheld
Restraint from securities market for 3 years upheld
Penalty of Rs 6 lakh upheld

SAT-appeal

SAT matter SATV-BAEBE4815B6CE56FAD5EF4C4
Adjourned on request of counsel for appellant · List on July 11, 2023
Appeal: Appeal No. 515 of 2023 pending; adjourned on 27.06.2023 to July 11, 2023
Carrying on investment advisory services without SEBI registration under M/s Investment India Financial Services with assured/guaranteed returns causing investor losses.
Appeal dismissed summarily with no order as to costs · WTM refund of advisory monies to investors upheld
Appeal: Appeal No. 515 of 2023 dismissed summarily on 11.07.2023

Analyse these matters in Ontology · Plans

Source: SecMarx — Vijesh Joshi. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.