Ved Prakash Gupta

SAT-appeal

• Misuse of clients’ funds and securities, including discrepancies between back-office records and beneficiary holdings and receipt/use of securities not belonging to the respective clients.
  Appeal dismissed · NSE DAC order imposing Rs. 10 lakh penalty and five-trading-day suspension upheld
  Appeal: Appeal No. 53 of 2017 dismissed by SAT on 20 February 2017; Misc. Application No. 49 of 2017 also heard
• SAT matter SATV-47EE5B8777A26D696AC54660
  NSE directed not to implement its Disciplinary Action Committee order dated 3 February 2017 until 7 March 2017 · Miscellaneous Application No. 56 of 2017 disposed of without costs
  Appeal: Appeal No. 53 of 2017 was dismissed by SAT on 20 February 2017; appellant intended to appeal to the Supreme Court