Unique Ways Realtors, Unique Ways Management Services, Uniways Infra, Uniways Agri Commodities, Uniways Telefilms, Uni ARC

2 matters before the Securities Appellate Tribunal

Penalties and directions recorded

Adjudicating Officer penalties held justified - higher for SAOL, Anil Agrawal, Rajesh Kapoor, lesser for Uni Group financiers
Penalties in impugned adjudication order upheld - higher for SAOL, Anil Agrawal, Rajesh Kapoor, lesser for Uni Group abettors

Manipulation of SAOL scrip price and volume during IP via SAOL funds routed through Uni Group to Rajesh Kapoor who bought above LTP to support planned Rs 200 cr private/QIP placement.
Violation of PFUTP Regs 3 and 4 held established against all 9 appellants · Adjudicating Officer penalties held justified - higher for SAOL, Anil Agrawal, Rajesh Kapoor, lesser for Uni Group financiers
Appeal: Appeal Nos. 42,43,44,45 of 2014 decided 19.11.2014 by common SAT order confirming AO order; Misc. Applications 51,52 of 2014 disposed/rejected
Manipulation of price and volume of SAOL scrip by connected entities funding Rajesh Kapoor to buy above LTP to support proposed Rs.200 crore private placement/QIP.
Misc. Application Nos. 51 and 52 of 2014 disposed of as rejected - additional documents not allowed · Violation of PFUTP Regulations 3(a)-(d), 4(1), 4(2)(d),(e) held established against all appellants
Appeal: Appeal Nos. 42, 43, 44 and 45 of 2014 decided on 19.11.2014 - common order upholding adjudication order; Misc. Applications 51, 52 of 2014 disposed of

Source: SecMarx — Unique Ways Realtors, Unique Ways Management Services, Uniways Infra, Uniways Agri Commodities, Uniways Telefilms, Uni ARC. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.