Unickon Securities Private Limited

2 matters before the Securities Appellate Tribunal

Penalties and directions recorded

WTM impugned order dated 15 March 2016 prohibited appellants from accessing securities market for 10 years from interim order dated 26 May 2014
SEBI to hear appellant and others and pass final order on merits within 3 months of reply

SAT-appeal

Stock broker fraudulently transferred client securities to group entity Unickon Fincap, pledged them to raise funds diverted to group companies, misused client funds, did illegal fund-based activity and failed segregation, settlement and grievance norms.
WTM impugned order dated 15 March 2016 prohibited appellants from accessing securities market for 10 years from interim order dated 26 May 2014 · SAT order reserved 18.1.2021 and decision dated 26.4.2021 on Appeals 213 and 215 of 2018; operative SAT relief not in excerpt
Appeal: Appeal No.213 of 2018 and Appeal No.215 of 2018 with Misc. Application 227 of 2018, reserved 18.1.2021, decided 26.4.2021 against WTM order dated 15.3.2016
SAT matter SATV-3DFDE060A0FBF906649B450C
Appeal disposed of directing SEBI to issue show-cause notice within 4 weeks · Appellant to file reply to show-cause notice within 7 days of receipt
Appeal: Appeal No.268 of 2015 disposed of on 7/8/2015 with directions for time-bound show-cause and final order

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Source: SecMarx — Unickon Securities Private Limited. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.