Umang Kejriwal

2 matters before the Securities Appellate Tribunal

Penalties and directions recorded

Penalties imposed by the adjudicating officer upheld

SAT-appeal

SAT matter SATV-033003F7DE12FE8EF7D978AD
Order follows the same order as Appeal No. 25 of 2010, decided on 1 April 2010
Appeal: Appeal No. 27 of 2010 decided on 1 April 2010; order states it is the same as the order in Appeal No. 25 of 2010 decided the same day.
The company allegedly failed to frame a code of internal procedures and conduct aligned with the model code. The directors allegedly failed to make required disclosures under Regulation 13(4).
Appeals Nos. 25 to 27 of 2010 dismissed · Penalties imposed by the adjudicating officer upheld
Appeal: Appeal No. 25 of 2010, along with Appeals Nos. 26 and 27 of 2010, dismissed on 01 April 2010.

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Source: SecMarx — Umang Kejriwal. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.