U.P. Stock Exchange Limited

SAT-appeal

• SAT matter SATV-24156D2E693686514E29E576
  Appeal withdrawn with liberty to file a fresh appeal incorporating additional grounds and annexing additional documents, if any · No order as to costs
  Appeal: Appeal No. 200 of 2014 disposed of on 25 November 2014 as withdrawn, with liberty to file a fresh appeal
• SAT matter SATV-20BD41EEFE82B8682011DBE2
  Appeal dismissed · No order as to costs
  Appeal: Appeal No. 26 of 2014 decided and dismissed on 12 June 2014
• Challenge to paras 5.4 and 6.2.2.2 of SEBI Exit Policy circular dated 30.05.2012 including alleged erroneous Rs 5,000 SEBI fee demand on brokers
  SEBI to consider representations dated 18.01.2013 and 05.04.2013 as per law and pass appropriate order · Appeal disposed of at admission stage with consent with no order as to costs
  Appeal: Appeal No. 179 of 2013 decided on 05.11.2013 - disposed of at admission stage with directions, no costs
• Dispute over SEBI demand of Rs.5,000 plus 15% p.a. interest as broker fees for one additional 5-year block for defaulters/ceased/expelled/deceased/surrendered members registered in 1992-93.
  Appeal No. 65 of 2015 dismissed with liberty to file fresh appeal if deemed fit within six weeks from 09.06.2015 · No order as to costs
  Appeal: Appeal No. 65 of 2015 decided on 09.06.2015 - dismissed with liberty to file fresh appeal within six weeks