Tidal Securities Pvt Ltd
Penalties and directions recorded
- AO order dated 30.09.2014 imposed Rs 15 lakh for Reg 11(1)/14(1) violation (2000-2001)
- AO order dated 30.09.2014 imposed Rs 15 lakh for Reg 11(2)/14(1) violation (15.09.2005)
- AO order dated 01.10.2014 imposed Rs 20 lakh for Reg 11(2)/14(1) violation (Mar 2010)
SAT-appeal
- Creeping acquisition exceeding 5% in 12 months by 15%-75% holders without public announcement under Reg 11(1)/11(2) r/w 14(1) SAST Regulations, 1997.Appeal: 14 appeals (Nos. 470,471,472,474,475,476,477,478,479,481,482,483,484,485 of 2015) bunched and disposed by common SAT order dated 14.10.2016
- Creeping acquisition exceeding 5% in 12 months by persons holding 15%-75% without public announcement under Reg 11(1)/11(2) r/w 14(1) SAST Regulations, 1997.AO order dated 30.09.2014 imposed Rs 15 lakh for Reg 11(1)/14(1) violation (2000-2001) · AO order dated 30.09.2014 imposed Rs 15 lakh for Reg 11(2)/14(1) violation (15.09.2005)Appeal: 14 appeals No. 470,471,472,474,475,476,477,478,479,481,482,483,484,485 of 2015 disposed by common SAT order dated 14.10.2016
- Creeping acquisition exceeding 5% in 12 months by 15%+ holders without public announcement under Reg 11(1)/11(2) read with Reg 14(1) SAST Regulations, 1997.Appeal: 14 appeals Nos. 470,471,472,474,475,476,477,478,479,481,482,483,484,485 of 2015 disposed by common SAT order dated 14.10.2016
Source: SecMarx — Tidal Securities Pvt Ltd. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.