Swaraj Shares and Securities Private Limited

3 matters before the Securities Appellate Tribunal

SAT-appeal

Nine violations were observed during SEBI inspection, of which eight were upheld, including creation of a false record and submission of a digitally signed board resolution during inspection.
Appeal partly allowed · Three-month suspension of the merchant banking certificate modified to one month from 19 August 2025
Appeal: Appeal No. 406 of 2025, decided partly in favour of the appellant on 1 September 2025; Miscellaneous Application No. 1005 of 2025 disposed of
SAT matter SATV-D19EAD0A064FB8C81E5FB5BA
Interim prayer against August 19, 2025 order not taken up for lack of quorum; matter listed on September 1, 2025
Appeal: Appeal No. 406 of 2025 and Misc. Application No. 1005 of 2025 pending; interim relief not considered on 26.08.2025, listed September 1, 2025
SAT matter SATV-E10CF05991A88F416F20FFE8
List Appeal Lodging No. 402 of 2025 on August 26, 2025 subject to no office objections · Praecipe stands disposed of
Appeal: Appeal Lodging No. 402 of 2025 with Misc. Application Nos. 1005, 1006 and 1007 of 2025 listed on August 26, 2025; praecipe disposed of on 25.08.2025

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Source: SecMarx — Swaraj Shares and Securities Private Limited. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.