Surabhi Mittal
Penalties and directions recorded
- Parties to take instructions from the Registrar 48 hours before the listed date regarding video conference or physical hearing
- Authority to accept settlement application under SEBI Settlement Scheme 2022 as filed in pending proceeding and pass appropriate orders
SAT-appeal
- SAT matter SATV-0E0F0FF5DF06B41C98066DCFSecond review application dismissed as not maintainableAppeal: Review Application No. 79 of 2022 in Appeal No. 26 of 2022 dismissed on 8 February 2023; an earlier review application had been rejected by order dated 12 May 2022.
- SAT matter SATV-3277AA7D91F7227B6921678CMatter adjourned on appellant's counsel's request · List for admission on 9 February 2022Appeal: Appeal No. 26 of 2022 was pending and adjourned for admission; no disposal recorded
- Illiquid stock option matter - prior SAT order sought to be reviewed, alleged non-genuine tradesDelay in filing review condoned; Misc. Application No.992 of 2022 allowed · Review Application No.27 of 2022 in Appeal No.26 of 2022 disposed with direction to file settlement application within two weeksAppeal: Review Application No.27 of 2022 in Appeal No.26 of 2022 disposed on 4.11.2022; Misc. Application No.992 of 2022 allowed
- SAT matter SATV-81D59E3C0531BEF9ECF84D39Adjourned on account of non-availability of the bench · List this application on April 11, 2023Appeal: Review Application No. 79 of 2022 and Misc. Application No. 371 of 2023 in Appeal No. 26 of 2022 pending; adjourned
- SAT matter SATV-7A7857805C3B67BBB9B03B44Review Application No. 5 of 2022 dismissed; no cogent reason to review order dated 9 Feb 2022 · Parties to act on digitally signed copy; certified copy available on payment of chargesAppeal: Review Application No. 5 of 2022 in Appeal No. 26 of 2022 disposed on 12.05.2022; review of 09.02.2022 order dismissed
- SAT matter SATV-96C1E509FFA77318AC04905AAdjourned on request of appellant/original respondent · List on February 08, 2023Appeal: Misc. Application No. 79 of 2022 in Appeal No. 26 of 2022 pending, adjourned to February 08, 2023
- SAT matter SATV-C895E9ACD7F6B452B5815E8DMisc. Application No. 371 of 2023 (correction application) rejected · No correction to be made; parties to act on digitally signed copyAppeal: Misc. Application No. 371 of 2023 in Review Application No. 79 of 2022 in Appeal No. 26 of 2022 rejected on 11.04.2023; prior review rejected on 08.02.2023
- SAT matter SATV-F956C04E112CD9FA33E385F0Appeal dismissed with no order as to costs · Misc. Application No. 79 of 2022 disposed of accordinglyAppeal: Appeal No. 26 of 2022 dismissed on 09.02.2022; Misc. Application No. 79 of 2022 disposed of
Source: SecMarx — Surabhi Mittal. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.