Sunny Gupta

SAT-appeal

• SAT matter SATV-0674936369BAE4F331E3AC86
  Appeal connected with Appeal No. 339 of 2022 · Delay in filing the appeal condoned
  Appeal: Appeal No. 340 of 2022; delay in filing condoned on 1 July 2022; reply directed and matter listed for 27 July 2022
• Carrying on investment advisory activities without SEBI registration and promising assured returns to investors.
  WTM direction to refund money collected from clients/investors as investment advisory fees upheld · Debarment from accessing the securities market until three years after completion of investor refunds upheld
  Appeal: Appeal Nos. 339 and 340 of 2022 dismissed by SAT on 10 January 2023; delay in Appeal No. 340 of 2022 condoned and Misc. Application No. 614 of 2022 allowed
• SAT matter SATV-28EEBBB813FBB1D758A5196F
  Matter adjourned on the respondent's request · Listed for 15 November 2022
  Appeal: Appeal Nos. 339 and 340 of 2022 were adjourned on 29 September 2022 and listed for 15 November 2022; no final disposal stated.
• SAT matter SATV-286373518C840133DB4E031B
  Appeal Nos. 339 and 340 of 2022 adjourned on the request of the appellants' new counsel · Matter listed for 10 January 2023
  Appeal: Appeal Nos. 339 and 340 of 2022 were adjourned on 13 December 2022 and listed for 10 January 2023; Misc. Application No. 614 of 2022 also appears in the cause title.
• SAT matter SATV-3A39E108DE2F751E3EAE455F
  Rejoinder filed on 24 August 2022 to be taken on record · Appeals listed for admission and final hearing on 29 September 2022
  Appeal: Appeal Nos. 339 and 340 of 2022 were pending; listed for admission and final hearing on 29 September 2022
• SAT matter SATV-6CEE0ED7F6048372A77F97CD
  Adjourned for the day due to audio disruption · List on December 13, 2022
  Appeal: Appeal Nos. 339 of 2022 and 340 of 2022 with Misc. Application No. 614 of 2022 pending; adjourned to December 13, 2022
• SAT matter SATV-8E7F8BCBEE3893157B869E4A
  Three weeks' time allowed to appellants to file rejoinder · Matter listed on August 25, 2022
  Appeal: Appeal No. 339 of 2022 and Appeal No. 340 of 2022 pending at rejoinder stage; next listing August 25, 2022
• SAT matter SATV-D8D0EC1166B046369F58E9AD
  Three weeks' time allowed to appellants to file rejoinder · Matter listed on August 25, 2022
  Appeal: Appeal No. 339 of 2022 and Appeal No. 340 of 2022 pending at rejoinder stage; next date August 25, 2022
• SAT matter SATV-EEF3FCA39926FB209377AF69
  Adjourned for the day and listed on December 13, 2022 due to audio disruption · Private Secretary to digitally sign order on behalf of bench; parties to act on digitally signed copy
  Appeal: Appeal No. 339 of 2022 and Appeal No. 340 of 2022 with Misc. Application No. 614 of 2022 pending; adjourned to December 13, 2022
• SAT matter SATV-CF27C7C84F104F99E6B0A821
  List this appeal on November 24, 2022 · Parties to act on digitally signed copy; certified copy available from Registry on payment
  Appeal: Appeal No. 339 of 2022 and Appeal No. 340 of 2022 with Misc. Application No. 614 of 2022 pending, adjourned to November 24, 2022
• Providing investment advisory services without SEBI registration under Section 12(1) read with Regulation 3 of IA Regulations, 2013 and promising assured/high returns to investors.
  Appeals No. 339 of 2022 and 340 of 2022 dismissed as lacking merit · WTM direction to refund fees collected from clients/investors upheld
  Appeal: Appeal Nos. 339 of 2022 and 340 of 2022 decided and dismissed on 10.01.2023; Misc. Application No. 614 of 2022 allowed condoning delay