Subrata Adhikary

3 matters before the Securities Appellate Tribunal

Penalties and directions recorded

Appellants permitted to satisfy Recovery Officer with proof of refunds to investors

SAT-appeal

Subject matter relates to Collective Investment Scheme (CIS); specific violation not pleaded in appeal
Appeal disposed as withdrawn with liberty to appellants to file fresh appeal if so advised
Appeal: Appeal No. 426 of 2015 disposed as withdrawn on 16/11/2015 with liberty to refile
SAT matter SATV-9CF62417E4B3650DDC93641F
Appeal allowed to be withdrawn with liberty to file fresh appeal incorporating necessary documents
Appeal: Appeal No. 09 of 2016 (Appeal Lodging No. 453 of 2015) withdrawn on 11.02.2016 with liberty to file fresh appeal
Operating unregistered Collective Investment Schemes and collecting Rs 85 crore from investors, failing to wind up schemes and refund with returns per WTM order dated 09.07.2013.
Appeal No.75 of 2016 dismissed with no order as to costs · Recovery Certificate dated 02.06.2015 upheld as valid
Appeal: Appeal No.75 of 2016 dismissed on 21.04.2016; Misc. Application No.51 of 2016 disposed

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Source: SecMarx — Subrata Adhikary. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.