Subh Stock Broking Pvt. Ltd.
Penalties and directions recorded
- SEBI may initiate proceedings against the appellants in accordance with law and pass appropriate orders.
SAT-appeal
- The appellants challenged SEBI's ex-parte ad-interim restraint order restricting their securities-market activities and prohibiting acceptance of new clients.SEBI's ex-parte ad-interim order dated 17 February 2016 was quashed and set aside qua the appellants. · SEBI may initiate proceedings against the appellants in accordance with law and pass appropriate orders.Appeal: Appeal Nos. 60 and 61 of 2016 disposed of on 18 March 2016; SEBI's impugned order was quashed qua the appellants.
- SAT matter SATV-6304B11C13455A2495F095C1Appeal dismissed as withdrawn with no order as to costs · Misc. applications disposed of accordinglyAppeal: Appeal No. 429 of 2023 dismissed as withdrawn on 21.06.2023
- SAT matter SATV-B32F09897AF395301D7AC081Ex-parte ad-interim SEBI order dated 17.02.2016 quashed and set aside qua appellants · Both appeals disposed of with no order as to costsAppeal: Appeal Nos. 60 and 61 of 2016 disposed on 18/03/2016 - impugned order quashed qua appellants
- SAT matter SATV-3E9EC31AA970DE4782E956A3Calcutta Stock Exchange Limited directed to file its reply · Matter posted for hearing on 06 June 2023Appeal: Appeal No. 429 of 2023 and Misc. Application No. 537 of 2023 were listed; order dated 05 June 2023 adjourned the matter to 06 June 2023. No final disposal stated.
- SAT matter SATV-4F5B25EE27C7D91E24CF3AE6Two weeks time to respondent to file reply, rejoinder before next date · Appellant to implead SEBI as party, carry amendment and serve copies in advance within 10 daysAppeal: Misc. Application No. 537 of 2023 in Appeal No. 429 of 2023 pending, listed for admission on June 05, 2023
Source: SecMarx — Subh Stock Broking Pvt. Ltd.. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.