Stampede Capital Ltd.
Penalties and directions recorded
- List the matters on 7 April 2022
- Parties to obtain instructions from the Registrar 48 hours before the listed date regarding video or physical hearing
- Parties to obtain instructions from the Registrar 48 hours before the listed date regarding video-conference or physical hearing
- List the matters on 26 November 2021
- Parties to take instructions from the Registrar 48 hours before the listed date regarding video conference or physical hearing
SAT-appeal
- SAT matter SATV-0E86B40240B6A26E6B46C92AOrder reserved in Appeal Nos. 145 of 2021 and 494 of 2021 · Parties directed to act on the digitally signed copy of the orderAppeal: Appeal Nos. 145 of 2021 and 494 of 2021; order dated 8 April 2022 reserved, not finally disposed
- SAT matter SATV-0F8123B92CDD5EFA6C8353F2Appeals adjourned on the appellant's request · List the matters on 7 April 2022Appeal: Appeal Nos. 145 of 2021 and 494 of 2021; adjourned on 17 February 2022 and listed for 7 April 2022
- Alleged violation relating to change in control of the company; additional allegations concerned misuse of client funds and negative net worth.Paragraph 20(a) of the impugned order kept in abeyance during pendency of the appeal. · Respondent to file reply within three weeks from 19 March 2021.Appeal: Appeal No. 145 of 2021; interim order dated 19 March 2021; listed for admission and final disposal on 10 May 2021.
- SAT matter SATV-10D95C9C1E2487FB0B34A733List Misc. Applications Nos. 283 and 284 of 2021 and Appeals Nos. 145 and 494 of 2021 on 26 November 2021 · Parties to obtain instructions from the Registrar 48 hours before the listed date regarding video-conference or physical hearingAppeal: Appeals Nos. 145 of 2021 and 494 of 2021 were pending and listed for 26 November 2021; no disposal on merits
- SAT matter SATV-1573A99D12BF8FC2A1167A49List the matters on 26 November 2021 · Parties to take instructions from the Registrar 48 hours before the listed date regarding video conference or physical hearingAppeal: Appeal Nos. 145 of 2021 and 494 of 2021 were pending and listed for 26 November 2021; no disposal on merits stated.
- SAT matter SATV-23768E40BE0C1935F468B16AMatters listed for arguments of the respondent on 08 April 2022Appeal: Appeal Nos. 145 of 2021 and 494 of 2021; order dated 07 April 2022 adjourned matters for respondent arguments on 08 April 2022
- SAT matter SATV-2471F3D3C35AB14F58DAD063Matters adjourned for respondent's arguments on 08 April 2022Appeal: Appeal Nos. 145 of 2021 and 494 of 2021 were pending; hearing adjourned to 08 April 2022
- SAT matter SATV-25842B350094BD980B68EF8ERespondent to file reply within three days · Appellant may file rejoinder on or before the next dateAppeal: Appeal Nos. 145 of 2021 and 494 of 2021; order dated 20 July 2021 directed filing of reply and rejoinder and listed matters for 26 July 2021; not disposed
- SAT matter SATV-49D88C479BDBBAB49B7DDAE5List Appeal No. 494 of 2021 for admission along with Appeal No. 145 of 2021 on 20 July 2021 · Parties to contact Registrar 48 hours before fixed date to ascertain video conferencing or physical hearingAppeal: Appeal No. 494 of 2021 by Stampede Capital Ltd. vs NSE listed for admission on 20 July 2021; tagged with Appeal No. 145 of 2021, no disposal yet
- SAT matter SATV-48721C2C185E113CD26448A3Appeals adjourned at the appellant's request. · List the matters on 6 October 2021.Appeal: Appeal Nos. 145 of 2021 and 494 of 2021 were adjourned on 25 August 2021; listed for 6 October 2021.
- SAT matter SATV-A180AD11E287883F44414BA0Appeal No.523 of 2021 dismissed as withdrawn · Misc. Applications Nos.862, 863 and 895 of 2021 disposed ofAppeal: Appeal No.523 of 2021 dismissed as withdrawn on 3.8.2021 after impugned order withdrawn by respondent
- SAT matter SATV-A1FF90C4BE7BED1035BF125BAppeal dismissed as withdrawn with no order as to costs · Misc. Application Nos. 860, 861 and 894 of 2021 disposed ofAppeal: Appeal No. 522 of 2021 dismissed as withdrawn on 3.8.2021
- SAT matter SATV-DE232534F9223CDB049F2578Adjourned and listed on February 17, 2022 · Parties to take instructions from Registrar 48 hrs before fixed date on VC vs physical hearingAppeal: Appeal No. 145 of 2021 with Misc. Applications No. 283-284 of 2021 and Appeal No. 494 of 2021 adjourned to February 17, 2022, not disposed
- SAT matter SATV-E4EAD1004D019989561386EEAdjourned on request of appellant's counsel and listed on April 7, 2022 · Interim relief, if any, extended till next date of listingAppeal: Appeal No. 145 of 2021 with Misc. Applications No. 283 and 284 of 2021 and Appeal No. 494 of 2021 pending; adjourned to April 7, 2022 with interim relief extended
- Alleged exchange membership and operational violations including unauthorized change in control, misuse of client funds, record tampering, assured/fixed client payouts, deficient reconciliations and reporting.Appeal No. 145 of 2021 challenged disabling of trading terminals dated 8 March 2021; the direction had been stayed on 9 March 2021. · Appeal No. 494 of 2021 challenged NSE expulsion order dated 14 July 2021; the order had been stayed on 27 July 2021.Appeal: Appeal Nos. 145 of 2021 and 494 of 2021 before SAT; decision dated 11 August 2022. The extracted text does not state final disposal directions.
- SAT matter SATV-F6A35CCBD91B937ADCE4C1EAThree weeks time allowed to appellant to file rejoinder · List matter on June 15, 2021Appeal: Appeal No. 145 of 2021 with Misc. Application Nos. 243 and 284 of 2021 pending; next listing June 15, 2021
- SAT matter SATV-FFA5E396BA3D53A2DB50BF72Adjourned on appellant counsel request and listed on February 17, 2022 · Parties to take instructions from Registrar 48 hrs before fixed date on hearing modeAppeal: Appeal No. 145 of 2021 with Misc. Applications 283-284 of 2021 and Appeal No. 494 of 2021 pending, adjourned to February 17, 2022
- Change in control without NSE prior approval; misuse of client funds/securities; non-reconciliation, false weekly reports, ICMA non-compliance, record tampering and fixed monthly payouts/assured returns.
Other
- SAT matter SATV-C260B4AC1B8586E8B429ACA2List Appeal No. 145 of 2021 on July 20, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on video conference vs physical hearingAppeal: Appeal No. 145 of 2021 with Misc. Application Nos. 283 and 284 of 2021 pending; listed on July 20, 2021 vide order dated 15.06.2021
Source: SecMarx — Stampede Capital Ltd.. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.