Sonia Nagpal

SAT-appeal

• SAT matter SATV-0D32502734A9F88FE42458D6
  Matters adjourned at the appellants' request. · List the matters on 16 February 2022.
  Appeal: Review Application No. 24 of 2021 in Appeal No. 213 of 2018 and Review Application No. 25 of 2021 in Appeal No. 215 of 2018 were adjourned on 3 February 2022 and listed for 16 February 2022; delay applications were also pending.
• SAT matter SATV-0EA97B626C2CDAAE3F7AE8BB
  Matters adjourned at the appellants' request · List the matters on 16 February 2022
  Appeal: Review Application Nos. 24 and 25 of 2021 in Appeal Nos. 213 and 215 of 2018; adjourned on 3 February 2022 and listed for 16 February 2022
• SAT matter SATV-1108A5494ED5B85EAA86F4EF
  Review Application No. 24 of 2021 rejected · Review Application No. 25 of 2021 rejected
  Appeal: Review Applications Nos. 24 and 25 of 2021 in Appeal Nos. 213 and 215 of 2018 rejected on 16 February 2022
• SAT matter SATV-129F76FD1B644498A32043CA
  Appeal No. 213 of 2018 and Appeal No. 215 of 2018 listed for further hearing on 22 December 2020 · Parties directed to obtain instructions from the Registrar 48 hours before the hearing regarding video conference or physical hearing
  Appeal: Appeal No. 213 of 2018 and Appeal No. 215 of 2018 were adjourned for further hearing on 22 December 2020; no final disposal recorded
• SAT matter SATV-177B71D1DA1467A7BC38EA58
  Review Application No. 24 of 2021 was rejected. · Review Application No. 25 of 2021 was rejected.
  Appeal: Review Applications Nos. 24 and 25 of 2021 in Appeal Nos. 213 and 215 of 2018 were rejected on 16 February 2022; the Tribunal found no manifest error in its order dated 26 April 2021.
• Stock broker fraudulently transferred client securities to group entity Unickon Fincap, pledged them to raise funds diverted to group companies, misused client funds, did illegal fund-based activity and failed segregation, settlement and grievance norms.
  WTM impugned order dated 15 March 2016 prohibited appellants from accessing securities market for 10 years from interim order dated 26 May 2014 · SAT order reserved 18.1.2021 and decision dated 26.4.2021 on Appeals 213 and 215 of 2018; operative SAT relief not in excerpt
  Appeal: Appeal No.213 of 2018 and Appeal No.215 of 2018 with Misc. Application 227 of 2018, reserved 18.1.2021, decided 26.4.2021 against WTM order dated 15.3.2016
• SAT matter SATV-56014B336D9A538BA2F0E320
  Put up Appeal No. 213 of 2018 and Appeal No. 215 of 2018 for further hearing on December 22, 2020 · Parties to take instructions from Registrar 48 hrs before fixed date on video conference vs physical hearing
  Appeal: Appeal No. 213 of 2018 and Appeal No. 215 of 2018 pending with Misc. Application No. 227 of 2018 (Delay); adjourned to 22.12.2020, not disposed
• SAT matter SATV-6446A07BD1901A21F0368124
  Adjourned on request of applicants counsel as arguing counsel is unwell · List on February 3, 2022
  Appeal: Misc. Application No. 1417 of 2021 and Review Application No. 24 of 2021 in Appeal No. 213 of 2018 and Misc. Application No. 1418 of 2021 and Review Application No. 25 of 2021 in Appeal No. 215 of 2018 - adjourned, listed on February 3, 2022
• SAT matter SATV-68234609A50C29C6227CCDC1
  Heard counsel for appellants in part; matters put up for further hearing · Parties directed to act on digitally signed copy sent by fax and/or email
  Appeal: Appeal No. 213 of 2018 and Appeal No. 215 of 2018 part-heard on 25.11.2020, adjourned to 26.11.2020; Misc. Application No. 227 of 2018 (Delay Application) pending
• SAT matter SATV-867E7BEDD1E70D03323D37AA
  Put up Appeal No. 213 of 2018 and Appeal No. 215 of 2018 on December 07, 2020 for further hearing · Appellants may file written submissions after serving copy to respondent who may also file written submissions
  Appeal: Appeal No. 213 of 2018 and Appeal No. 215 of 2018 with Misc. Application No. 227 of 2018 (Delay Application) pending before SAT, adjourned to 07 December 2020 for further hearing
• SAT matter SATV-9E080D9BE77A17B0495C7007
  List Appeal No. 213 of 2018 and Appeal No. 215 of 2018 on January 5, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on video conference vs physical hearing
  Appeal: Appeal No. 213 of 2018 and Appeal No. 215 of 2018 with Misc. Application No. 227 of 2018 (Delay Application) pending before SAT; adjourned on 22.12.2020 to January 5, 2021, not disposed
• SAT matter SATV-A4DBEC2BF9CE7D308E73C2AB
  Matters put up on November 26, 2020 at 11.00 A.M. for further hearing after part-heard arguments · Parties to act on digitally signed copy of order sent by fax and/or email
• SAT matter SATV-B71C796FA14150EF6FFA52AC
  Put up Appeal Nos. 213 of 2018 and 215 of 2018 on 07 December 2020 for further hearing · Appellants may file written submissions after serving copy on respondent; respondent may also file written submissions
  Appeal: Appeal No. 213 of 2018 and Appeal No. 215 of 2018 with Misc. Application No. 227 of 2018 (Delay Application) pending; heard 26.11.2020, adjourned to 07.12.2020, no disposal
• SAT matter SATV-CEDF848A47CDC0E6C236B184
  Put up matters for further hearing on 17 December 2020 as respondent counsel arguments continuing · Parties to contact Registrar 48 hours before fixed date to ascertain video vs physical hearing
  Appeal: Appeal No. 213 of 2018 and Appeal No. 215 of 2018 pending; respondent arguments continuing; next hearing 17 December 2020
• SAT matter SATV-C615A39B24C2E8487B1B958E
  Put up Appeal No.213 of 2018 and Appeal No.215 of 2018 for further hearing on 17 December 2020 as respondent arguments continuing · Parties to contact Registrar 48 hours before fixed date to ascertain video conferencing or physical hearing
  Appeal: Appeal No.213 of 2018 and Appeal No.215 of 2018 with Misc. Application No.227 of 2018 pending before SAT; respondent arguments continuing, next hearing 17 December 2020
• SAT matter SATV-E7132A7F14736FF44C23CB98
  Arguments continuing; matters put up for further hearing on December 10, 2020 · Parties to take instructions from Registrar 48 hrs before fixed date on video conference vs physical hearing
  Appeal: Appeal No. 213 of 2018 and Appeal No. 215 of 2018 pending with Misc. Application No. 227 of 2018 (delay); arguments continuing as on 07.12.2020, next hearing 10.12.2020
• Fraudulent transfer/pledge of client securities, mis-utilisation/diversion of client funds to group cos, illegal fund-based ICD income, change in control without approval and grievance/audit failures.
  WTM order 15 Mar 2016 prohibited appellants from accessing securities market for 10 years from ex-parte interim order 26 May 2014
  Appeal: Appeal No.213 of 2018 and Appeal No.215 of 2018 with Misc App 227/2018, reserved 18.1.2021, decided 26.4.2021
• SAT matter SATV-6D56FD5EBCEA8953E0136432
  Appeal Nos. 156, 157 and 158 of 2016 permitted to be withdrawn · Appellants to request SEBI for specified documents by 09 May 2018
  Appeal: Appeal Nos. 156, 157 and 158 of 2016 withdrawn and disposed of on 02 May 2018; fresh appeals permitted by 11 June 2018
• SAT matter SATV-7E7B743AAE6103782980FDC5
  Matters adjourned at applicants' request because arguing counsel was unwell · List on 3 February 2022
  Appeal: Appeal Nos. 213 of 2018 and 215 of 2018 were adjourned; listed for 3 February 2022. No disposal on merits.
• SAT matter SATV-B7351FC12687BBB719488C71
  Put up tomorrow i.e. on December 11, 2020 · Parties to take instructions from Registrar 48 hours before date fixed on video conference vs physical hearing
  Appeal: Appeal No. 213 of 2018 and Appeal No. 215 of 2018 pending with Misc. Application No. 227 of 2018 (Delay Application); adjourned to 11 December 2020
• SAT matter SATV-B9CCF3270EE3E4D7CF3BD415
  Appeals No. 156, 157 and 158 of 2016 permitted to be withdrawn with liberty to file fresh appeals · Appellants to write to SEBI detailing copies of documents needed for appeals
  Appeal: Appeal Nos. 156, 157 and 158 of 2016 disposed of on 02.05.2018 as withdrawn with liberty to file fresh appeals by 11.06.2018
• SAT matter SATV-C9125497EFA5416D3C199610
  Hearing of Appeal No.215 of 2018 adjourned at respondent's request · Matter listed for hearing on 25 November 2020
  Appeal: Misc. Application No.227 of 2018 and Appeal No.215 of 2018 (Sonia Nagpal vs SEBI) heard on 9.11.2020 and adjourned, next hearing 25 November 2020
• SAT matter SATV-D38EE0B38343A83834982AF4
  Matter put up for further hearing on 18 January 2021 for rejoinder arguments of appellant counsel · Parties to take instructions from Registrar 48 hours before fixed date on video vs physical hearing
  Appeal: Appeal Nos. 213 of 2018 and 215 of 2018 pending; adjourned to 18 January 2021 for rejoinder; Misc. Application No. 227 of 2018 pending
• SAT matter SATV-D2F63FEAE6933E793B0DFE14
  Stand over to January 14, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on video conference vs physical hearing
  Appeal: Appeal No. 213 of 2018 and Appeal No. 215 of 2018 pending with Misc. Application No. 227 of 2018 (Delay Application); adjourned to January 14, 2021, no disposal on merits
• SAT matter SATV-E7DBF64C6155FDD23BFD9F62
  Appellants permitted to withdraw Appeal Nos. 156, 157 and 158 of 2016 with liberty to file fresh appeals · Misc. Application No. 85 of 2018 and Misc. Application No. 86 of 2018 disposed as not surviving with no order as to costs
  Appeal: Appeal Nos. 156, 157 and 158 of 2016 disposed as withdrawn on 02.05.2018 with liberty to file fresh appeals by 11.06.2018
• SAT matter SATV-E29A8D480F78FD43F106615E
  List appeals on January 5, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on video conference vs physical hearing
  Appeal: Appeal No. 213 of 2018 (Gajendra Nagpal vs SEBI) and Appeal No. 215 of 2018 (Sonia Nagpal & Anr vs SEBI) with Misc. Application No. 227 of 2018 (Delay Application) heard on 22.12.2020, adjourned to 05.01.2021, pending