Sonal Devang Patel

2 matters before the Securities Appellate Tribunal

SAT-appeal

Trading in miniscule quantity as charged by the Whole Time Member
Impugned WTM order quashed qua appellants · Appeal No. 540 of 2020 allowed
Appeal: Appeal No. 540 of 2020 allowed on 7 January 2021; delay condoned via Misc. Application No. 595 of 2020
Alleged violation of Regulations 3 and 4 of the PFUTP Regulations, 2003.
Impugned adjudication order quashed insofar as the appellants were concerned · Appeal allowed at the admission stage without calling for a reply
Appeal: Appeal No. 541 of 2020 allowed on 7 January 2021; impugned adjudication order dated 25 June 2020 quashed insofar as the appellants were concerned.

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Source: SecMarx — Sonal Devang Patel. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.