Snehlata R. Tiwari

2 matters before the Securities Appellate Tribunal

Penalties and directions recorded

Parties to take instructions from Registrar 48 hrs before fixed date on video conference or physical hearing
Penalty of Rs.1 lakh set aside, reduced to disgorgement of Rs.348 with 8% p.a. interest
SEBI to recover Rs.348 with interest and release attached bank account

SAT-appeal

SAT matter SATV-4A8697DDC6241C9E079CCB7F
Adjourned for the day; list on April 23, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on video conference or physical hearing
Appeal: Misc. Application No. 74 of 2020 and Appeal No. 175 of 2020 pending; adjourned to April 23, 2021
Designated person executed contra trades in violation of Regulation 9(1) PIT read with Schedule B Clause 10 - bought 162 shares then sold 65 shares within six months.
Delay condoned vide Misc Application No.74 of 2020 · Violation of Regulation 9(1) read with Clause 10 Schedule B affirmed
Appeal: Appeal No.175 of 2020 with Misc Application No.74 of 2020 partly allowed by SAT order dated 28 April 2021

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Source: SecMarx — Snehlata R. Tiwari. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.