Smt. Sudha Gupta

2 matters before the Securities Appellate Tribunal

Penalties and directions recorded

NSE Defaulters’ Committee rejection of the IPF claim upheld

SAT-appeal

Challenge to NSE's rejection of a claim for payment from its Investor Protection Fund on the ground that the alleged margin money was actually a loan to a defaulting broker.
Appeal dismissed · NSE Defaulters’ Committee rejection of the IPF claim upheld
Appeal: Appeal No. 355 of 2017 decided on 15 March 2018; dismissed with no order as to costs.
SAT matter SATV-6E400E9EBFCBBD688CF40B32
Appeal allowed to be withdrawn with liberty to file fresh appeal · Fresh appeal if filed within 8 weeks permitted adjustment of court fees paid
Appeal: Appeal No. 283 of 2017 disposed on 06.11.2017 as withdrawn with liberty to file fresh appeal

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Source: SecMarx — Smt. Sudha Gupta. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.