Siddhartha Agarwal

SAT-appeal

• Alleged misrepresentation to the SEBI investigating officer concerning whether the appellant had approached the Bangalore Stock Exchange for trading in BFSL shares.
  Appeal allowed · Adjudicating Officer's order dated 26 February 2007 set aside
  Appeal: Appeal No. 96 of 2007 decided on 8 July 2008; appeal allowed and impugned order set aside.
• Alleged violation of Section 19 SCRA by selling promoter shareholding of BFSL to DLF on floor of MSEA between 1.8.2005-12.8.2005 when MSEA lacked SEBI permission to trade.
  Appeal No. 94 of 2007 allowed · Adjudicating Officer order dated 20.2.2007 set aside, no violation of Section 19 SCRA