Shubro Sankha Das Sarma

SAT-appeal

• SAT matter SATV-3979764E20392C82299BDAF0
  Adjourned on request of learned counsel for respondent-SEBI · List this application on March 13, 2024
  Appeal: Misc. Application No. 221 of 2024 in Appeal No. 360 of 2023 pending before SAT, adjourned to March 13, 2024
• SAT matter SATV-39A0AA0A52617A6AA8784A4B
  Applicant to deposit 50% of penalty amount · If deposited, balance amount not to be recovered during pendency of appeal
  Appeal: Misc. Application No. 221 of 2024 in Appeal No. 360 of 2023; stay application disposed of on 13.03.2024, appeal pending
• SAT matter SATV-3C553B4A43C9F751041E8FF0
  Adjourned on request of respondent · List matter on 22nd September, 2023
  Appeal: Appeal No.360 of 2023 with Misc. Application No.742 of 2023 pending; adjourned to 22 September 2023
• SAT matter SATV-3B18869AB7EC6ECD55488B3F
  Matter adjourned due to non-availability of bench · List on April 01, 2024
  Appeal: Appeal No. 360 of 2023 adjourned on 31.01.2024, next listing April 01, 2024, no disposal
• SAT matter SATV-5EC745AB752CDB15A4CF573A
  List Misc. Application No. 221 of 2024 for hearing on March 11, 2024
  Appeal: Misc. Application No. 221 of 2024 in Appeal No. 360 of 2023 pending; mentioned as Not on Board and listed for hearing on March 11, 2024
• Redemption of entire Rs.20.88 lakh holding in BOI AXA Credit Risk Fund while in possession of unpublished per-day provisioning/valuation information on Kwality and RKV defaulted securities as VC/LCC member, held unfair trade practice under Reg 4(1).
  Violation of Regulation 4(1) of PFUTP Regulations upheld · Penalty reduced from Rs.10 lakhs to minimum Rs.5 lakhs under Section 15HA
  Appeal: Appeal No. 360 of 2023 heard and reserved on 30.07.2024, pronounced and partly allowed on 01.10.2024
• SAT matter SATV-9A205047D904A65B474FFBD6
  List on November 3, 2023
  Appeal: Appeal No. 360 of 2023 with Misc. Application No. 742 of 2023 pending, listed on November 3, 2023
• SAT matter SATV-9D45031F43C6337EDE1027CC
  Adjourned due to non-availability of bench · Listed on June 20, 2024
  Appeal: Appeal No. 360 of 2023 pending - adjourned to June 20, 2024
• SAT matter SATV-BE0F290C835B495147A7EBE8
  Three weeks time allowed to appellant to file rejoinder · List on 4th August, 2023
  Appeal: Misc. Application No.742 of 2023 and Appeal No.360 of 2023 pending; rejoinder time granted, listed on 4 August 2023
• SAT matter SATV-D8C5F4FE5BBEF6F4AF06ECD8
  Respondent to file reply within three weeks · Appellant may file rejoinder within three weeks thereafter
  Appeal: Appeal No. 360 of 2023 pending, listed for admission and final disposal on 21 June 2023
• SAT matter SATV-EE1159E81A388AEFF903241C
  Order reserved after hearing learned counsel for parties
  Appeal: Appeal No. 360 of 2023 heard on 30.07.2024, order reserved
• SAT matter SATV-5BC36C8BA602512E920E52A3
  By consent, matter adjourned and to be called on July 30, 2024
  Appeal: Appeal No. 360 of 2023 pending before SAT; vide order dated 20.06.2024 adjourned by consent to July 30, 2024
• SAT matter SATV-B2269AD385E40DFFFE045ABF
  List on December 12, 2023
  Appeal: Appeal No. 360 of 2023 with Misc. Application No. 742 of 2023 pending; next listing December 12, 2023, no disposal on 03.11.2023
• SAT matter SATV-D3C0D1B18FA20FFEB5995519
  Delay in filing reply by SEBI condoned, reply taken on record · Matter adjourned in interest of justice, list on January 31, 2024
  Appeal: Appeal No. 360 of 2023 pending; Misc. Application No. 742 of 2023 allowed on 12.12.2023, adjourned to 31.01.2024