Shubham Umesh Sharma

5 matters before the Securities Appellate Tribunal

Penalties and directions recorded

SEBI authority to accept settlement application under SEBI Settlement Scheme 2022 as pending proceeding and pass appropriate orders

SAT-appeal

SAT matter SATV-5C3721EC01F778A1C6BD6731
Appeal No. 246 of 2022 dismissed with no order as to costs · Misc. Applications No. 400 and 401 of 2022 disposed of
Appeal: Appeal No. 246 of 2022 dismissed on 02.06.2022
Illiquid stock option matter (alleged reversal trades, details not elaborated in this order)
Delay in filing review application condoned and Misc. Application allowed · Review application disposed of directing appellant to file settlement application
SAT matter SATV-51498004292FACD82F3C169A
Miscellaneous Application No. 1698 of 2022 to be listed on 2 January 2023
Appeal: Appeal No. 246 of 2022 was pending; the miscellaneous application was not on board and was directed to be listed on 2 January 2023.
SAT matter SATV-88D11CFC506FB5FBF46F99A2
Appeal No. 141 of 2022 dismissed as withdrawn · Liberty granted to file afresh within three weeks from 05.04.2022
Appeal: Appeal No. 141 of 2022 dismissed as withdrawn on 05.04.2022 with liberty to file afresh
SAT matter SATV-A8AB599B04AB9ECD8BA99F24
Misc. Application No. 1698 of 2022 dismissed as withdrawn
Appeal: Appeal No. 246 of 2022; Misc. Application No. 1698 of 2022 dismissed as withdrawn on 02.01.2023

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Source: SecMarx — Shubham Umesh Sharma. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.