Shruti Saraogi

2 matters before the Securities Appellate Tribunal

Penalties and directions recorded

Authority to accept it as pending proceeding under SEBI Settlement Scheme 2022 and pass appropriate orders
Appeal dismissed, Rs 5 lacs penalty upheld with no order as to costs

SAT-appeal

Illiquid stock option matter - appellant's case alleged to involve non-genuine trades, details not elaborated in this order
Delay in filing review condoned and Misc. Application No. 1394 of 2022 allowed · Review Application No. 55 of 2022 in Appeal No. 814 of 2021 disposed of
Appeal: Review Application No. 55 of 2022 in Appeal No. 814 of 2021 disposed of on 17.11.2022; Misc. Application No. 1394 of 2022 for delay condonation allowed
Violation attracting penalty under Section 15HA, controversy covered by Global Earth Properties precedent
Appeal dismissed, Rs 5 lacs penalty upheld with no order as to costs
Appeal: Appeal No. 814 of 2021 dismissed on 13.01.2022 with no order as to costs

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Source: SecMarx — Shruti Saraogi. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.