Shriram Insight Share Brokers Ltd.
Penalties and directions recorded
- Parties to take instructions from the Registrar 48 hours before the hearing regarding video conference or physical hearing
- Impugned penalty order dated 30 April 2020 quashed.
- Refund deposited penalty amount, if deposited under protest, within four weeks from 19 September 2022.
- Parties to take instructions from Registrar 48 hrs before fixed date on mode of hearing
- Parties to take instructions from Registrar 48 hrs before fixed date on video vs physical hearing
SAT-appeal
- SAT matter SATV-1D950C14024A1556A8EC7641List the matter on 7 October 2021 · Parties to take instructions from the Registrar 48 hours before the hearing regarding video conference or physical hearingAppeal: Appeal No. 559 of 2020 listed for further hearing on 7 October 2021; no disposal on merits stated
- Wrong reporting of margin money and related particulars.Impugned penalty order dated 30 April 2020 quashed. · Appeal allowed.Appeal: Appeal No. 565 of 2022 allowed on 19 September 2022; impugned order quashed.
- SAT matter SATV-236D4004944E4CE4A686C93FListed on May 4, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on mode of hearingAppeal: Appeal No. 559 of 2020 with Misc. Application No. 593 of 2020 (Stay Application) pending; next listing May 4, 2021
- SAT matter SATV-C6D9548B410DBECD66D87644Appeal No. 730 of 2021 dismissed as lacking meritAppeal: Appeal No. 730 of 2021 with Misc. Application No. 1144 of 2021 dismissed on 20.12.2021 after 733 days delay
- SAT matter SATV-CD10623DD3E742370E61A01EList Appeal No. 559 of 2020 on December 1, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on video vs physical hearingAppeal: Appeal No. 559 of 2020 with Misc. Application No. 593 of 2020 pending; adjourned to December 1, 2021
- SAT matter SATV-E7D77543713B0D2C08320FF2Listed on August 12, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on video conference vs physical hearingAppeal: Appeal No. 559 of 2020 with Misc. Application No. 593 of 2020 pending; listed on August 12, 2021, not disposed
- Placing large buy orders marginally below market price then cancelling balance after small execution allegedly created false depth/artificial buying pressure and aided client.Appeal allowed · Adjudicating Officer order dated March 31, 2010 set asideAppeal: Appeal No. 87 of 2010 decided on 7.9.2010 - allowed, AO penalty order set aside
- SAT matter SATV-79B4E0A63BA923A027D8BE22List Appeal No. 559 of 2020 on March 24, 2021 · Parties to take instructions from Registrar 48 hours before fixed date on video vs physical hearingAppeal: Appeal No. 559 of 2020 with Misc. Application No. 593 of 2020 (Stay Application) pending, next listed March 24, 2021
- SAT matter SATV-7D93A76A219E551E0D39A6FBAdjourned to 23 December 2021 due to non-availability of Bench · Parties to contact Registrar 48 hours before fixed date for video vs physical hearing modeAppeal: Appeal No. 559 of 2020 with Misc. Application No. 593 of 2020 pending; adjourned to 23 December 2021, not disposed on 1 December 2021
- 14 stock-brokering inspection deficiencies including KYC, PoA revocation, ECN authorization, margin collection, funding of clients, non-settlement of running accounts and systems lapses.Impugned AO order dated June 26, 2020 quashed · Appeal allowed with costsAppeal: Appeal No. 559 of 2020 allowed by SAT order dated 04.01.2022 (reserved 23.12.2021); AO penalty order quashed
- SAT matter SATV-9C6FC022A6A43D1FA5B646F4Delay in filing Appeal No. 559 of 2020 condoned; Misc. Application No. 592 of 2020 disposed of · Respondent granted three weeks to file affidavit in reply, appellant two weeks thereafter for rejoinderAppeal: Appeal No. 559 of 2020 pending before SAT; Misc. Application No. 592 of 2020 (delay) condoned and disposed, Misc. Application No. 593 of 2020 (stay) pending; next date 18.02.2021
- SAT matter SATV-AB9FD9E3CA6DD60953976C8BList Appeal No. 559 of 2020 on June 28, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on video conference vs physical hearingAppeal: Appeal No. 559 of 2020 with Misc. Application No. 593 of 2020 (Stay Application) pending; adjourned to June 28, 2021 vide order dated 04.05.2021, no disposal
Other
- SAT matter SATV-FD2891B1E896992F91F4FD34Order reserved after hearing counsel for both parties · Parties directed to act on digitally signed copy sent by fax and/or emailAppeal: Appeal No.559 of 2020 with Misc. Application No.593 of 2020 - hearing concluded, order reserved on 23.12.2021
Source: SecMarx — Shriram Insight Share Brokers Ltd.. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.