Shri S. K. Misra

8 matters before the Securities Appellate Tribunal

Penalties and directions recorded

Four appeals against the common AO penalty order dated 28 March 2019 were heard together; supplied text ends before the final operative disposal.
Parties to take instructions from Registrar 48 hrs before date fixed on mode of hearing
Parties to take instructions from Registrar 48 hrs before date fixed on hearing mode
Parties to take instructions from Registrar 48 hrs before fixed date on VC vs physical hearing
Parties to take instructions from Registrar 48 hrs before fixed date on hearing mode

SAT-appeal

Alleged illegal third extension of CIG Realty Fund schemes and failure to wind them up after expiry, contrary to Regulations 23(1)(a) read with 16.
Four appeals against the common AO penalty order dated 28 March 2019 were heard together; supplied text ends before the final operative disposal.
Appeal: Appeal Nos. 370, 371, 405 and 406 of 2019 were heard on 30 April 2021; decision dated 4 May 2021. Final disposal outcome is not included in the supplied text.
SAT matter SATV-36D891EA23EA147A9DD4D37A
List appeals on March 16, 2021 · Appellants to send fresh link of scanned copies of appeals etc to registry
Appeal: Appeal Nos. 370, 371, 405 and 406 of 2019 pending, listed on March 16, 2021
SAT matter SATV-32BD23C6F174BF06568DE614
List Appeal Nos. 370, 371, 405, 406 of 2019 on March 16, 2021 · Appellants to send fresh link of scanned copies of appeals etc. to registry
Appeal: Appeal Nos. 370, 371, 405, 406 of 2019 with Misc. Applications 496 and 497 of 2019 pending; adjourned to March 16, 2021 vide order dated 18.02.2021
Illegally extending CIG Realty Fund-I and II for third time for 3 years beyond term and failing to wind up scheme as mandatorily required under Regulation 23(1)(a) r/w Regulation 16.
SAT matter SATV-B7BAD726840AD71A99135837
List these appeals on March 16, 2021 · Appellants to send fresh link of scanned copies of appeals etc to registry
Appeal: Appeal Nos. 370, 371, 405, 406 of 2019 with Misc. Applications 496, 497 of 2019 heard on 18.02.2021 and adjourned to 16.03.2021, not disposed
SAT matter SATV-BFC80E4BC4A8155839C498A5
List these appeals on March 16, 2021 · Appellants to send fresh link of scanned copies of appeals to registry
Appeal: Appeal Nos. 370/2019, 371/2019, 405/2019, 406/2019 with Misc. Applications 496/2019, 497/2019 pending; adjourned to March 16, 2021
Illegally extending the terms of CIG Realty Fund-I and Fund-II for a third time and failing to wind up the schemes after expiry of their permitted terms.
Four appeals against the common AO penalty order dated 28 March 2019 were decided together
Appeal: Appeal Nos. 370, 371, 405 and 406 of 2019; heard 30 April 2021 and decided 4 May 2021. The excerpt does not state the operative disposal result.
Illegal third 3-year extension of CIG Realty Fund I and II beyond permitted term in violation of Regulation 23(1)(a) read with Regulation 16 and failure to wind up scheme after expiry.
Appeal: Appeal Nos. 370, 371, 405, 406 of 2019 with Misc. Applications 496-497 of 2019 against AO order dated March 28, 2019; heard 30.04.2021, decided 04.05.2021 together

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Source: SecMarx — Shri S. K. Misra. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.