Shri Rajeev Kumar Agarwal

7 matters before the Securities Appellate Tribunal

Penalties and directions recorded

If fresh appeals not filed by November 18, 2016, SEBI entitled to enforce penalty order after that date
If no fresh appeals filed by deadline, SEBI entitled to enforce penalty order after November 18, 2016

SAT-appeal

SAT matter SATV-3268B1B6FA0B175629D34E08
Miscellaneous Application No. 716 of 2022 seeking clarification/correction of the review order was dismissed summarily as not maintainable
Appeal: Appeal No. 481 of 2016 was dismissed on 25 June 2019; the Supreme Court dismissed the resulting Civil Appeal on 16 September 2019. Review Application No. 32 of 2019 was dismissed on 23 February 2021, and the Supreme Court dismissed the appeal against it on 4 March 2022.
SAT matter SATV-3FB79D205A58001BF08C9872
Appeals permitted to be withdrawn with liberty to file fresh appeals on or before November 18, 2016 · All contentions of both sides kept open
Appeal: Appeal No. 373 of 2014 and Appeal No. 440 of 2014 with Misc. Application 205 of 2014 disposed on 08.09.2016 as withdrawn with liberty to refile by 18.11.2016
Misstatements/suppression in RHP/prospectus and diversion/mis-utilisation of IPO proceeds; 67.6% funds not used for stated objects with undisclosed vendor advances and property deal.
SAT upholds AO findings on IPO fund mis-utilisation and misleading RHP statements - no interference · SAT confirms non-disclosure of pre-RHP vendor payments was material - AO finding confirmed
Appeal: Appeal No.481 of 2016 against AO order dated 17 April 2014; reserved 10.4.2019, decided 25.6.2019
SAT matter SATV-9A6C32EAD9D7C5BDF6FBD415
Delay of 30 days in filing Appeal No. 279 of 2014 condoned · Appeal No. 279 of 2014 allowed to be withdrawn with liberty to file fresh appeal
Appeal: Appeal No. 279 of 2014 withdrawn on 18.09.2014 with liberty to file fresh within two weeks; Misc. Application No.128 of 2014 for 30 days delay disposed as condoned
SAT matter SATV-4B94779FE2061272916F5595
Review Application No.32 of 2019 dismissed · Misc. Application No.674 of 2019 disposed of accordingly
Appeal: Appeal filed before Supreme Court against SAT order dismissed on 16 September 2019
SAT matter SATV-B8491459036A825CC36A1DC1
Appeals permitted to be withdrawn with liberty to file fresh appeals · Fresh appeals may be filed on or before November 18, 2016 with adjustment of court fees paid
Appeal: Appeal No. 373 of 2014 and Appeal No. 440 of 2014 with Misc. Application No. 205 of 2014 disposed on 08.09.2016 as withdrawn with liberty to refile
SAT matter SATV-E245851D81BB26747055AB96
Appeal No. 482 of 2016 disposed of as infructuous · Findings in WTM order dated August 8, 2014 not to be treated as upheld by Tribunal
Appeal: Appeal No. 482 of 2016 disposed of as infructuous on 20.11.2017 with no order as to costs

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Source: SecMarx — Shri Rajeev Kumar Agarwal. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.