Shri Pushpendra Bhalse

2 matters before the Securities Appellate Tribunal

SAT-appeal

Carrying out investment advisory services without obtaining certificate of registration
Violation finding affirmed · WTM directions affirmed in principle
Appeal: Appeal No. 171 of 2023 partly allowed on 08.02.2023 with remand to WTM on quantum only
SAT matter SATV-CB2263179397C95E51DD6C5F
Adjourned on request of counsel for appellant · List for admission on July 4, 2023
Appeal: Appeal No. 501 of 2023 - adjourned on 19.06.2023, listed for admission on July 4, 2023

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Source: SecMarx — Shri Pushpendra Bhalse. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.