Shreyanshnath Shares & Financial Services Pvt. Ltd.
Penalties and directions recorded
- Request to remand matters to the Adjudicating Officer for fresh consideration rejected
SAT-appeal
- Investigation concerned alleged irregularities in the IPO of RDB and subsequent listing-day trading amid wide price fluctuations. The appellants had been restrained from trading and faced parallel adjudication proceedings.Review Applications Nos. 1 to 4 of 2015 dismissed · Request to remand matters to the Adjudicating Officer for fresh consideration rejectedAppeal: Review Applications Nos. 1 to 4 of 2015 in Appeals Nos. 93, 104, 180 and 181 of 2014 dismissed by SAT on 13 March 2015; review sought of the Tribunal's order dated 19 December 2014.
- Investigation into IPO of RDB and subsequent trading on listing day amid wide price fluctuations; consequential adjudication proceedings following WTM restraint orders.All Review Application Nos.1 to 4 of 2015 dismissed · Request for remand to Adjudicating Officer for fresh consideration after hearing and documents rejectedAppeal: Review Application Nos.1-4 of 2015 in Appeal Nos.93,104,180,181 of 2014 dismissed by SAT decision dated 13/03/2015; earlier SAT order dated 19/12/2014 upheld
- Alleged manipulation in IPO of RDB and trading on listing day which witnessed wide price fluctuations, leading to WTM restraint and AO penalty proceedings.Review Application Nos.1 to 4 of 2015 dismissed · Request for remand to Adjudicating Officer for fresh consideration rejected
- Alleged irregularities in IPO of RDB and subsequent trading on listing day which witnessed wide price fluctuations.Review Applications No.1 to 4 of 2015 dismissed · Plea to remand matter to Adjudicating Officer for fresh consideration rejected
Source: SecMarx — Shreyanshnath Shares & Financial Services Pvt. Ltd.. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.