Shree Nath Kapoor

SAT-appeal

• Non-payment of outstanding stock broker registration fee leading to suspension of certificate of registration.
  Impugned WTM order set aside qua appellants · Cases remitted to SEBI Board for fresh proceedings in accordance with law
  Appeal: Appeal No. 43 of 2010 with Appeal No. 23 of 2010 allowed and remanded vide SAT decision dated 31.3.2010
• Non-payment of stock-broker registration fees since 1993 and failure to submit auditor/CSE certified turnover data for fee computation under 2004 Scheme.
  Delay of 913 days condoned; Misc. Applications 236 & 237 of 2017 disposed · Appeal Nos. 229 & 230 of 2017 dismissed on merits as infructuous after full recovery
  Appeal: Appeal Nos. 229 & 230 of 2017 against WTM orders dated 07.01.2015 dismissed on 07.05.2018; delay condoned vide Misc. Applications 236 & 237 of 2017
• SAT matter SATV-F42E8B786EC7BE0650C550A1
  Both Appeal No. 23 of 2017 and 24 of 2017 with Misc. Application No. 22 and 23 of 2017 allowed to be withdrawn with liberty to file fresh · Court fees paid on present appeals to be adjusted towards fresh appeals if filed in time
  Appeal: Appeal No. 23 of 2017 with Misc. Application No. 22 of 2017 and Appeal No. 24 of 2017 with Misc. Application No. 23 of 2017 withdrawn with liberty to refile; disposed on 18.07.2017
• SAT matter SATV-95E2E964A50EBAA280784BC8
  Both Appeal Nos. 23-24 of 2017 and Misc. Applications 22-23 of 2017 allowed to be withdrawn with liberty to file fresh · Fresh appeals and Misc. applications permitted with additional documents and additional grounds
  Appeal: Appeal Nos. 23 and 24 of 2017 with Misc. Applications 22 and 23 of 2017 withdrawn with liberty and disposed on 18.07.2017
• Non-payment of stock broker registration fees since 1993 and failure to submit auditor and exchange certified turnover data for fee computation
  Delay of 913 days condoned vide Misc. Applications 236 and 237 of 2017 · Appeal Nos. 229 and 230 of 2017 dismissed on merits with no costs as infructuous
  Appeal: Appeal Nos. 229 and 230 of 2017 dismissed by SAT on 07.05.2018; delay condoned