Shree Naman Securities & Finance Pvt. Ltd.

4 matters before the Securities Appellate Tribunal

Penalties and directions recorded

Monetary penalty of Rs. 21,77,200 sustained.
Parties to contact Registrar 48 hours before fixed date to ascertain VC vs physical hearing

SAT-appeal

SAT matter SATV-0DC179956E7B381FA93B8158
Order reserved; no substantive operative direction recorded in the extracted text · Parties directed to act on the digitally signed copy of the order
Appeal: Appeal No. 290 of 2020 was heard by SAT on 15 January 2021; order reserved
Ten admitted inspection-related violations/non-compliances, principally incorrect reporting of margin collected from clients, involving shortfalls in the F&O and CD segments.
Appeal partly allowed. · Monetary penalty of Rs. 21,77,200 sustained.
Appeal: Appeal No. 290 of 2020 decided partly in favour of appellant on 10 March 2021; Misc. Application No. 304 of 2020 disposed of.
SAT matter SATV-627A7F2840813434FEAB2AF9
List matter on December 23, 2020 · Interim order, if any, to continue till next date of listing
Appeal: Appeal No. 290 of 2020 with Misc. Application No. 304 of 2020 (Stay Application) pending; adjourned to December 23, 2020 with interim to continue
SAT matter SATV-A1B642A55C97DE30E0D0F5BD
List matter on 15 January 2021; interim order, if any, to continue till next listing · Parties to contact Registrar 48 hours before fixed date to ascertain VC vs physical hearing
Appeal: Appeal No. 290 of 2020 with Misc. Application No. 304 of 2020 pending; adjourned to 15 January 2021 with interim order continuing

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Source: SecMarx — Shree Naman Securities & Finance Pvt. Ltd.. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.