Shaswat Stock Brokers Pvt. Ltd.

SAT-appeal

• SAT matter SATV-00605C8658EF6368101260B6
  Appeals adjourned on appellants' counsel's request · Listed for hearing on 20 June 2022
  Appeal: Appeal Nos. 4 of 2020 and 100 of 2020 were adjourned on 12 May 2022 and listed for 20 June 2022; no disposal on merits stated.
• SAT matter SATV-069EAF7E50ECB8BD00DC5BB0
  Appeals adjourned on appellants' request · List on 21 January 2022
  Appeal: Appeal Nos. 4 of 2020 and 100 of 2020 adjourned on 15 December 2021; listed for 21 January 2022
• SAT matter SATV-0C4A8B075F0CEA2699CCFD2A
  Order reserved. · Parties directed to act on the digitally signed copy of the order.
  Appeal: Appeal No. 4 of 2020 (Shaswat Stock Brokers Pvt. Ltd.) and Appeal No. 100 of 2020 (ACML Capital Markets Ltd.) were heard on 20 June 2022; order reserved.
• SAT matter SATV-3A90CC095F97A213BB63C5EA
  One week further time granted to SEBI to file reply to the miscellaneous application · Miscellaneous applications listed for hearing on 6 April 2022
  Appeal: Appeal Nos. 4 of 2020 and 100 of 2020 were pending before SAT; miscellaneous applications were listed for 6 April 2022
• SAT matter SATV-2DBE9DDEDCBD5A568384BA21
  Objection to misc application may be filed within two weeks · List appeals on March 21, 2022
  Appeal: Appeal No. 4 of 2020 and Appeal No. 100 of 2020 pending before SAT; next listed on 21 March 2022
• SAT matter SATV-48C3684BE5CDC077C12EB510
  Heard learned counsel for parties; order reserved · Parties directed to act on digitally signed copy of order by Private Secretary
  Appeal: Appeal No. 4 of 2020 and Appeal No. 100 of 2020 heard on 20.06.2022; order reserved, no disposal yet
• SAT matter SATV-3B0CDA4088EA5FCDE16F26C4
  List Appeal No.4 of 2020 and Appeal No.100 of 2020 on 22 February 2022 · Parties to contact Registrar 48 hours before fixed date to confirm video vs physical hearing
  Appeal: Appeal No.4 of 2020 and Appeal No.100 of 2020 pending before SAT; next listed on 22 February 2022
• SAT matter SATV-60AC0668E2D177E2568779D0
  List Appeal No. 04 of 2020 on February 03, 2021 · Parties to file scanned copies of memorandum of appeal, replies etc. in registry in meantime
  Appeal: Appeal No. 04 of 2020 pending; adjourned vide SAT order dated 06.01.2021 to February 03, 2021
• SAT matter SATV-8F52F3361A859912CD798900
  Adjourned on request of learned counsel for appellants · List on June 20, 2022
  Appeal: Appeal No. 4 of 2020 and Appeal No. 100 of 2020 pending; adjourned to June 20, 2022
• SAT matter SATV-8F134B1AE3897C8BDCCD8FE9
  Respondent to file notarized copy of reply after serving appellant counsel · Appellant permitted to file rejoinder thereafter
  Appeal: Appeal No. 4 of 2020 pending before SAT; adjourned to 22 March 2021
• SAT matter SATV-AA97A3EF8E8F71A41CD4F923
  Adjourned on request of appellant counsel; listed on August 11, 2021 · Parties to take instructions from Registrar 48 hrs before date fixed on video conference vs physical hearing
  Appeal: Appeal No. 4 of 2020 (Shaswat Stock Brokers Pvt. Ltd. vs SEBI) pending; adjourned vide order dated 01.07.2021 to 11.08.2021
• SAT matter SATV-A94377290C53C2361002B026
  Three weeks further time allowed to appellant to file rejoinder · Matter listed on 21 April 2021
  Appeal: Appeal No. 4 of 2020 pending; adjourned to 21 April 2021
• SAT matter SATV-B3216AA6F33F819AE7F3C289
  Three weeks time allowed to appellants to file rejoinder in connected Appeal No. 100 of 2020 · List the appeals on May 12, 2022
  Appeal: Appeal No. 04 of 2020 and Appeal No. 100 of 2020 pending before SAT; listed on 12 May 2022
• SAT matter SATV-CC84D5F0D273ABBE6CD1C3ED
  Three weeks further time allowed to appellant to file rejoinder · Matter listed on July 1, 2021
  Appeal: Appeal No. 4 of 2020 (Shaswat Stock Brokers Pvt. Ltd. vs SEBI) pending; adjourned to July 1, 2021 for rejoinder
• Sub-broker violation of various SEBI circulars and Stock Brokers Regulations including Code of Conduct and Regulation 26 obligations.
  Appeal fails and is dismissed with no order as to costs · No manifest error found in AO impugned order; Rs.12 lakhs penalty upheld
  Appeal: Appeal No. 4 of 2020 dismissed by SAT order dated 29.06.2022 (reserved on 20.06.2022)
• SAT matter SATV-FA21B1A375777333F95E09F3
  Matters adjourned due to Member unable to join on internet connectivity · Appellants allowed three weeks to file rejoinder
  Appeal: Appeal No. 4 of 2020 and Appeal No. 100 of 2020 pending; adjourned to November 16, 2021
• SAT matter SATV-FC988FD7AF7C7A1685F3CD4D
  Adjourned to enable appellant to file rejoinder; listed on September 28, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on video conference vs physical hearing
  Appeal: Appeal No. 4 of 2020 pending before SAT; adjourned on 23.08.2021 to September 28, 2021
• SAT matter SATV-F9B5F7534D709E3188EB0C69
  Adjourned on request of appellant; listed on December 15, 2021 · Parties to take instructions from Registrar 48 hours before fixed date on video vs physical hearing
  Appeal: Appeal No. 4 of 2020 and Appeal No. 100 of 2020 adjourned on 16.11.2021; next listing December 15, 2021; not disposed
• SAT matter SATV-5EC05CACAE789AD3CE8F1A60
  Matter listed for 20 May 2021 · Parties directed to take instructions from the Registrar 48 hours before the hearing regarding video conference or physical hearing
  Appeal: Appeal No. 4 of 2020 was listed for further hearing on 20 May 2021; no disposal on merits stated
• SAT matter SATV-5D227DF5615ED80979536B64
  List Appeal No. 4 of 2020 on 23 August 2021 · Parties to take instructions from the Registrar 48 hours before the listed date regarding video conference or physical hearing
  Appeal: Appeal No. 4 of 2020 was listed for 23 August 2021; no final disposal stated
• SAT matter SATV-467C8246813966C7D9D8C59B
  Adjourned on request of the appellant in Appeal No. 4 of 2020 and Appeal No. 100 of 2020 · List on December 15, 2021
  Appeal: Appeal No. 4 of 2020 (Shaswat Stock Brokers vs SEBI) and Appeal No. 100 of 2020 (ACML Capital Markets vs SEBI) adjourned; next listing December 15, 2021
• SAT matter SATV-9E3EA4501B4B5910C22D599D
  List Appeal No. 4 of 2020 on February 22, 2021 · Parties to take instructions from Registrar 48 hours before date fixed on video conference vs physical hearing
  Appeal: Appeal No. 4 of 2020 (Shaswat Stock Brokers Pvt. Ltd. vs SEBI) - adjourned vide order dated 03.02.2021, listed on February 22, 2021
• SAT matter SATV-D031FC3D210947A1E6D08120
  Matters adjourned due to inability of one Member to join for internet connectivity · Three weeks time allowed to appellants to file rejoinder
  Appeal: Appeal No. 4 of 2020 and Appeal No. 100 of 2020 pending; adjourned to 16 November 2021, not disposed