Shailesh Goyal

SAT-appeal

• SEBI rejected the appellant's application for Portfolio Manager registration on the ground of filing a false certificate and found it not to be a fit and proper person.
  Stayed the effect and operation of the impugned SEBI order until further orders of the Tribunal. · Respondent to file reply within three weeks from 24 January 2023; rejoinder within three weeks thereafter.
  Appeal: Appeal No. 103 of 2023; interim stay granted on 24 January 2023; final disposal listed for 24 March 2023
• SAT matter SATV-336B75C0C72575A115E69BD9
  Appeal adjourned on the appellants' request · Miscellaneous applications and Appeal No. 103 of 2023 listed on 18 June 2024
  Appeal: Appeal No. 103 of 2023 was pending before SAT; adjourned on 29 April 2024 and listed on 18 June 2024.
• Principal Officer lacked 5-year securities market experience for portfolio manager registration and allegedly submitted false/misleading overlapping work experience, hence not fit and proper.
  Review Application No.02 of 2025 in Appeal No.103 of 2023 dismissed · Pending interlocutory applications, if any, disposed of
• Proposed Principal Officer lacked 5-year securities experience and gave false/misleading Maco proof, hence not fit and proper for PM registration.
  Rejection of PM registration application dated 30.10.2020 upheld · Appellants held not fit and proper for PM registration
  Appeal: Appeal No. 103 of 2023 with Misc. Appl. 186/2024 and 1322/2023, heard 01.08.2024, pronounced 24.01.2025 - dismissed
• SAT matter SATV-7EEBA25AD2C303660C905156
  SEBI granted leave to file reply to appellant's rejoinder within three weeks · Matter listed on July 8, 2024 by consent
  Appeal: Appeal No. 103 of 2023 with Misc. Application No. 186 of 2024 and Misc. Application No. 1322 of 2023 pending; adjourned to July 8, 2024
• SAT matter SATV-8E824E0B251F9EEE0F8588E0
  Adjourned on request of counsel for respondent · Matter listed on January 8, 2024
  Appeal: Appeal No. 103 of 2023 with Misc. Application No. 1322 of 2023 pending; adjourned vide order dated 12.12.2023 to January 8, 2024
• SAT matter SATV-B0B9B713F554583A3D17B6F2
  One week further time to respondent to file reply · Three weeks thereafter to appellants to file rejoinder
  Appeal: Appeal No. 103 of 2023 pending before SAT; pleadings adjourned, next date May 10, 2023
• SAT matter SATV-B437534A2A69278A6AA35ACD
  List Appeal No. 103 of 2023 on December 12, 2023
  Appeal: Appeal No. 103 of 2023 with Misc. Application No. 1322 of 2023 pending; adjourned to December 12, 2023 vide order dated 30.11.2023
• SAT matter SATV-C4F4F1AFEA5503D12FBD6F0B
  Matter to be heard afresh when bench is constituted · List on February 22, 2024
  Appeal: Appeal No. 103 of 2023 with Misc. Application No. 1322 of 2023 pending; adjourned for fresh hearing, next listed on February 22, 2024
• SAT matter SATV-CD1AB83290EC49C9210139D5
  Appellants to file application for filing rejoinder to SEBI reply · List matter on April 29, 2024
  Appeal: Appeal No. 103 of 2023 with Misc. Application No. 1322 of 2023 pending; next listing April 29, 2024
• SAT matter SATV-D3872F92332F78A17C25ADD4
  List matter for further hearing on 27 July 2023
  Appeal: Appeal No. 103 of 2023 pending before SAT Mumbai, next hearing on 27 July 2023
• SAT matter SATV-D520994AB68FAE1C07A10202
  Registry to supply hardcopy of affidavit to respondent free of cost during course of the day · List appeal again on November 07, 2023
  Appeal: Misc. Application No. 1322 of 2023 and Appeal No. 103 of 2023 pending, next listed on 07 November 2023
• Impugned order para 35 notes appellant Chartered Accountant allegedly working in and drawing salary from two firms simultaneously (Delhi and Bangalore).
  Affidavit on dual employment/salary as Chartered Accountant to be filed by appellant · Matter listed on October 30, 2023
  Appeal: Appeal No. 103 of 2023 heard on 05.10.2023; adjourned to 30.10.2023 with affidavit direction; no final disposal
• SAT matter SATV-B40F9FF9BFDF44B9490FA1DE
  Respondent SEBI to file reply to appellant's affidavit within a week · List matter for further hearing on 30 November 2023
  Appeal: Misc. Application No. 1322 of 2023 and Appeal No. 103 of 2023 pending before SAT; next hearing 30 November 2023
• SAT matter SATV-D2232AC3714E0DCA672D76DE
  Matter adjourned due to non-availability of the bench · Listed on October 04, 2023
  Appeal: Appeal No. 103 of 2023 pending before SAT, adjourned on 25.08.2023 to October 04, 2023
• SAT matter SATV-D51002052FE9CAC1FDA90B7B
  Matter to be put up tomorrow i.e. on October 05, 2023
  Appeal: Appeal No. 103 of 2023 pending before SAT, adjourned to October 05, 2023