Sapna Dilip Bombaywala

SAT-appeal

• Alleged violation of the PFUTP Regulations; the specific conduct is not detailed in the order.
  Impugned SEBI Adjudicating Officer order dated 29 April 2020 quashed · Appeal allowed at the admission stage
  Appeal: Appeal No. 143 of 2020 decided on 24 June 2020; allowed and impugned order quashed.
• Allegedly contributed to a positive last traded price as a seller through non-genuine trades in Jolly Plastic Industries Ltd., creating a misleading appearance of trading and manipulating the scrip price.
  Impugned SEBI Whole Time Member order dated 12 February 2019 quashed · Six-year restraint from accessing the securities market set aside
  Appeal: Appeal No. 219 of 2019 allowed on 28 January 2020; Misc. Applications Nos. 274 and 275 of 2019 disposed of.
• Six-year restraint from accessing securities market imposed by SEBI impugned order (specific underlying violation not detailed in this misc order)
  Appellant permitted to access securities market only to limited extent of liquidating shares as per Annexure A lying in demat account · Misc. Application No. 276 of 2019 disposed of
  Appeal: Misc. Application No. 276 of 2019 in Appeal No. 219 of 2019 disposed of on 10 July 2019; main appeal pending