Sanjay Rastogi

SAT-appeal

• Execution of reversal trades in the stock option segment of BSE during the period 1 April 2014 to 30 September 2015.
  Appeal disposed of. · Appellant directed to file an appropriate settlement application before the concerned authority.
  Appeal: Appeal No. 400 of 2022 disposed of by SAT on 23 August 2022; appellant permitted to seek settlement under the SEBI Settlement Scheme, 2022.
• Illiquid stock option matter; specific alleged violation is not detailed in the order.
  Appeal No. 400 of 2022 adjourned for admission. · Matter to be listed for admission on 23 August 2022.
  Appeal: Appeal No. 400 of 2022 was pending admission and adjourned on 28 July 2022; no disposal on merits mentioned.