Sanjay Joglekar

2 matters before the Securities Appellate Tribunal

Penalties and directions recorded

Penalty under Section 15A(b) reduced from Rs 2 lakh to Rs 1 lakh for each appellant
Additional penalty of Rs 2 lakh under Section 15HB on Pavan Kumar Sodani sustained
Impugned AO orders modified: penalty under Sec 15A(b) reduced from Rs 2 lac to Rs 1 lac per appellant
Additional penalty of Rs 2 lac under Sec 15HB on Pavan Kumar Sodani sustained

SAT-appeal

Failure to disclose sale of shares under Reg 13(4) read with 13(5) PIT Regulations; for Sodani additional contra-trade opposite transactions within six months.
Penalty under Section 15A(b) reduced from Rs 2 lakh to Rs 1 lakh for each appellant · Additional penalty of Rs 2 lakh under Section 15HB on Pavan Kumar Sodani sustained
Appeal: Appeal Nos. 193, 195-198, 307-309 of 2014 decided 10.07.2015, impugned AO orders modified; Appeal No. 194 of 2014 withdrawn
Failure to disclose sale of shares under Reg 13(4) read with 13(5) PIT Regulations; Sodani additionally entered opposite trades within six months violating Model Code.
Impugned AO orders modified: penalty under Sec 15A(b) reduced from Rs 2 lac to Rs 1 lac per appellant · Additional penalty of Rs 2 lac under Sec 15HB on Pavan Kumar Sodani sustained

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Source: SecMarx — Sanjay Joglekar. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.