Sandeep Maloo

2 matters before the Securities Appellate Tribunal

Penalties and directions recorded

SEBI adjudication order imposing a joint and several penalty of Rs. 3 lakh upheld

SAT-appeal

Delayed disclosure under Regulations 30(1), 30(2) read with 30(3) of the SAST Regulations, 2011. The declaration was delayed by 15 days.
Appeal No. 203 of 2014 dismissed · SEBI adjudication order imposing a joint and several penalty of Rs. 3 lakh upheld
Appeal: Appeal No. 203 of 2014 dismissed on 06 August 2014
Alleged front-running of Sterling group trades through multiple trading accounts, using advance knowledge of intended trades and coordinated trading activity.
Appeal: Ten appeals were clubbed and heard on 25 April 2023; decision dated 30 October 2023. Outcome is not included in the supplied text.

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Source: SecMarx — Sandeep Maloo. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.