Sandeep Batra

4 matters before the Securities Appellate Tribunal

Penalties and directions recorded

Appellant permitted to file an affidavit within 24 hours after serving it on SEBI
Parties directed to contact the Registrar 48 hours before the hearing date regarding video or physical hearing
Monetary penalty of Rs 2 lakhs converted to warning
Warning on May 2010 lapse shall not impede career advancement ten years later

SAT-appeal

SAT matter SATV-02EA5E4BD595CB6D9B1460B9
Appellant permitted to file an affidavit within 24 hours after serving it on SEBI · SEBI permitted one week thereafter to reply to the memo of appeal and affidavit
Appeal: Appeal No. 520 of 2019; procedural directions issued on 17 July 2020; matter listed for 30 July 2020
SAT matter SATV-773158015A5568E8139FA595
Appellant permitted to file rejoinder within one week · Appeal listed for final disposal on 18 August 2020
Appeal: Appeal No. 520 of 2019; adjourned on 30 July 2020 for filing rejoinder and listed for final disposal on 18 August 2020
SAT matter SATV-8F811CF867E2FB67B19F43E4
Order reserved after hearing through video conferencing · Parties to act on digitally signed copy sent by fax and/or email
Appeal: Appeal No. 520 of 2019 - heard on 18.8.2020, order reserved
Failure to immediately disclose Binding Agreement with Bank of Rajasthan shareholders signed 4:30 am on 18 May 2010, held material price-sensitive information.
Monetary penalty of Rs 2 lakhs converted to warning · Warning on May 2010 lapse shall not impede career advancement ten years later
Appeal: Appeal No.520 of 2019 decided 10.09.2020 (reserved 18.08.2020) - partly allowed

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Source: SecMarx — Sandeep Batra. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.