SMC Global Securities Limited
Penalties and directions recorded
- Final opportunity granted to appellants to file rejoinders within two weeks.
- Matters listed by consent on 13 June 2025.
- Matters were part heard.
- Matters were part heard.
- Matters were part-heard.
SAT-appeal
- The appeals challenge show-cause notices; SEBI's counsel contended that appeals against show-cause notices are not maintainable.Final opportunity granted to appellants to file rejoinders within two weeks. · Matters listed by consent on 13 June 2025.Appeal: Appeal Nos. 116, 117, 118, 119 and 120 of 2025, with connected miscellaneous applications; order dated 30 April 2025 granted final time for rejoinders and listed matters on 13 June 2025.
- SAT matter SATV-08FE99F181CAAFAEB807C96CList Appeal Nos. 116 to 120 of 2025 and connected miscellaneous applications on 24 September 2025Appeal: Appeal Nos. 116, 117, 118, 119 and 120 of 2025 were pending; listed for 24 September 2025
- SAT matter SATV-0D9E02CFCFF8B1D8529D7FECAmendment applications allowed; appellants directed to amend paper books and file amended pleadings · Respondent's contentions regarding amended portions kept openAppeal: Appeal Nos. 116, 117, 118, 119 and 120 of 2025 were at the pre-admission stage; amendment applications were allowed and the matters were listed for 9 September 2025.
- SAT matter SATV-16F0BF136E0890A34E00BECEMatters were part heard. · Further hearing fixed for 3 November 2025 in the morning session and 4 November 2025 at 2:30 P.M.Appeal: Appeal Nos. 116, 117, 118, 119 and 120 of 2025 were part heard on 14 October 2025; further hearing scheduled for 3 and 4 November 2025.
- Alleged negligence and lack of due diligence by allowing clients to take large positions disproportionate to their declared income, resulting in artificial volumes and price manipulation.Appeal allowed · Impugned adjudicating officer's order set asideAppeal: Appeal No. 176 of 2011, decided on 25 November 2011; appeal allowed and impugned order set aside.
- SAT matter SATV-29BBF76CB671F909842E6004Matters were part heard. · Further hearing fixed for 03 November 2025 in the morning session and 04 November 2025 at 2:30 P.M.Appeal: Appeal Nos. 116, 117, 118, 119 and 120 of 2025 were part heard; further hearing scheduled for 03 and 04 November 2025.
- SAT matter SATV-29BA6B42A62D4C65DA40F054Amendment applications allowed. · Appellants directed to amend the paper books and file amended pleadings.Appeal: Appeal Nos. 116, 117, 118, 119 and 120 of 2025 were at the pre-admission stage; amendment applications were allowed and the matters were listed for 9 September 2025.
- SAT matter SATV-1E929802D20D3FCF678F77EFMatters were part-heard. · Further hearing fixed for 3 November 2025 in the morning session and 4 November 2025 at 2:30 p.m.Appeal: Appeal Nos. 116, 117, 118, 119 and 120 of 2025 were part-heard on 14 October 2025; further hearing directed on 3 and 4 November 2025.
- SAT matter SATV-4F04E624DB870FE3F2C469EBMatter adjourned and to be called on August 20, 2025Appeal: Appeal Nos. 116, 117, 118, 119 and 120 of 2025 pending before SAT; order dated 29.07.2025 adjourns matter to 20.08.2025 with no final disposal
- SAT matter SATV-51FFF2E58E7627ED5AE817D9Call / listed on September 24, 2025Appeal: Appeal Nos. 116, 117, 118, 119 and 120 of 2025 with connected Misc. Applications pending; adjourned to September 24, 2025 vide SAT order dated 09.09.2025
- SAT matter SATV-512569B6052DE54331E402ACPart heard · Call for further hearing on September 25, 2025Appeal: Appeal Nos. 116, 117, 118, 119 and 120 of 2025 part-heard on 24.09.2025; further hearing on 25.09.2025
- SAT matter SATV-69CAC4F68CC4F057EBE8BAE8Matters to be called on September 24, 2025Appeal: Appeal Nos. 116, 117, 118, 119 and 120 of 2025 pending before SAT; adjourned to 24.09.2025, not disposed
- SAT matter SATV-769768E5552B6FFA4235E8ACPart heard · Listed for further hearing on September 25, 2025Appeal: Appeal Nos. 116, 117, 118, 119 and 120 of 2025 part-heard on 24.09.2025; next hearing on 25.09.2025
- SAT matter SATV-8024E70DCBBD64BF7F9FACDBMisc Application Nos. 994, 995, 987, 988 and 989 of 2025 for amendment of pleadings allowed · Appellants to amend paper book and file amended pleadingsAppeal: Appeal Nos. 116, 117, 118, 119 and 120 of 2025 pending at pre-admission stage; amendment Misc Applications disposed of on 20.08.2025
- SAT matter SATV-898C70895B23E1827F8F2FB9Matter adjourned and directed to be called on November 20, 2025Appeal: Appeal Nos. 116, 117, 118, 119 and 120 of 2025 pending before SAT; not disposed, adjourned on 03.11.2025 to 20.11.2025
- SAT matter SATV-9AEABA39FCF9A2FC9C6D1F82Part heard · Call for further hearing on September 25, 2025Appeal: Appeal Nos. 116, 117, 118, 119 and 120 of 2025 part heard on 24.09.2025 and adjourned to 25.09.2025; not disposed
- SAT matter SATV-9B3A5A1B1DDEB5F7DC717BAAList matters on 11th January, 2023 · Parties to act on digitally signed copy; certified copy available from Registry on paymentAppeal: Appeal No.80 of 2020 and Appeal No.757 of 2021 pending; next listing on 11 January 2023
- SAT matter SATV-9E651677DC409CCEC692A9C0Part heard · Call for further hearing on September 25, 2025Appeal: Appeal Nos. 116, 117, 118, 119 and 120 of 2025 part-heard on 24.09.2025; next hearing on 25.09.2025
- SAT matter SATV-A9E51F0AADC4FB72089A85ACCall on August 20, 2025Appeal: Appeal Nos. 116, 117, 118, 119 and 120 of 2025 pending; adjourned to August 20, 2025 vide SAT order dated 29.07.2025
- SAT matter SATV-B71B8139B14B8AF92971B88DPart heard; by consent listed for further hearing on 03 November 2025 and 04 November 2025Appeal: Appeal Nos. 116, 117, 118, 119 and 120 of 2025 part-heard on 14.10.2025; next hearing on 03-04 November 2025
- SAT matter SATV-C5AB16157DD445F7B39A439CMatter put up on 9 February 2023 for arguments in rejoinder · Parties to act on digitally signed copy; certified copy available from Registry on paymentAppeal: Appeal No.80 of 2020 with Misc. Applications No.99/2020, 482/2020, 1346/2021 and Appeal No.757 of 2021 with Misc. Application No.1407/2021 pending; adjourned to 9 February 2023 for rejoinder
- SAT matter SATV-BE5AFF5F847D44408750C7A3Adjourned and listed for hearing on November 20, 2025 due to indisposition of SEBI's arguing senior counselAppeal: Appeal Nos. 116, 117, 118, 119 and 120 of 2025 pending before SAT; adjourned to 20.11.2025 vide order dated 03.11.2025
- SAT matter SATV-C1781C38445127E44E0E270ASEBI to file reply; matter to be called on April 07, 2025Appeal: Appeal Nos. 116, 117, 118, 119 and 120 of 2025 pending; order dated 13.03.2025; preliminary objection raised; next date April 07, 2025
- SAT matter SATV-C9C718496FC8C8676B477DA5Matters adjourned without merits discussion; Call on September 24, 2025Appeal: Appeal Nos. 116, 117, 118, 119 and 120 of 2025 pending before SAT; not disposed, adjourned to 24.09.2025 vide order dated 09.09.2025
- SAT matter SATV-CEBC9CFA1A9BF816F57536E3Matter adjourned and listed for hearing on November 20, 2025Appeal: Appeal Nos. 116, 117, 118, 119 and 120 of 2025 pending before SAT; adjourned to November 20, 2025
- SAT matter SATV-D1C0BA40DAF17A532A7C06DBPart heard; called for further hearing on September 25, 2025Appeal: Appeal Nos. 116, 117, 118, 119, 120 of 2025 part heard on 24.09.2025; further hearing on 25.09.2025
- SAT matter SATV-EAC37F09C1DC545CDA0582AEMatters adjourned and to be called on August 20, 2025Appeal: Appeal Nos. 116, 117, 118, 119 and 120 of 2025 pending before SAT; adjourned to 20 August 2025
- SAT matter SATV-DF373B6DE6D0B7FC1CC3DFA2Part heard; by consent call for further hearing on November 03, 2025 and November 04, 2025Appeal: Appeal Nos. 116, 117, 118, 119 and 120 of 2025 part heard on 14.10.2025; posted for further hearing, not disposed
- SAT matter SATV-DC5AB4CE8EF9AAC295925255Misc. Application Nos. 994, 995, 987, 988 and 989 of 2025 for amendment of pleadings allowed · Appellants to amend paper book and file amended pleadingsAppeal: Appeal Nos. 116, 117, 118, 119, 120 of 2025 pending at pre-admission stage; amendment MAs disposed of by order dated 20.08.2025
- SAT matter SATV-EBB2AC2F184624ADEF767C50Matters adjourned and to be called on November 20, 2025Appeal: Appeal Nos. 116, 117, 118, 119 and 120 of 2025 pending; adjourned to November 20, 2025
- SAT matter SATV-F4CB751535EE32AF748D83E3Call on September 24, 2025Appeal: Appeal Nos. 116, 117, 118, 119 and 120 of 2025 pending before SAT; adjourned to September 24, 2025
- SAT matter SATV-58FE9E8B7FB3B4829CDE82E0Part heard; by consent listed for further hearing on December 15, 2025 and December 16, 2025 at 2:30 P.M.Appeal: Appeal Nos. 116, 117, 118, 119 and 120 of 2025 pending before SAT Mumbai; status part-heard as on 20.11.2025 and adjourned by consent
- SAT matter SATV-66BC9A8A2E989E628E927A3EArguments of respondent counsel continuing; matter listed on 8 February 2023 for continuationAppeal: Appeal No.80 of 2020 and Appeal No.757 of 2021 pending before SAT; arguments continuing as on 07.02.2023
- Alleged failure to exercise due skill, care and diligence under Clause A(2) for not collecting/ querying clients' dealings with other brokers in DSQ Biotech LtdAppeal allowed · SEBI Whole Time Member order levying censure set asideAppeal: Appeal No. 27 of 2008 allowed on 2.5.2008, impugned SEBI censure order set aside
- SAT matter SATV-8400CD3B92F599069A9FAAE7Matter adjourned and directed to be called on November 20, 2025Appeal: Appeal Nos. 116, 117, 118, 119 and 120 of 2025 pending before SAT Mumbai; not disposed, adjourned to November 20, 2025
- SAT matter SATV-90329E9CDCBAFBE881972407Call on August 20, 2025 - matters adjournedAppeal: Appeal Nos. 116, 117, 118, 119 and 120 of 2025 pending before SAT; adjourned to August 20, 2025 vide order dated 29.07.2025
- SAT matter SATV-A4C2A2D6E95F50880F6F7443Heard in part; called for further hearingAppeal: Appeal Nos. 116, 117, 118, 119 and 120 of 2025 pending; heard in part on 26.09.2025, posted for further hearing
- SAT matter SATV-CEABBB91E1CEED64A81D30E6Call on August 20, 2025Appeal: Appeal Nos. 116, 117, 118, 119 and 120 of 2025 pending with Misc. Applications; order dated 29.07.2025; next date 20.08.2025
- SAT matter SATV-DFE0D6C414B80F46BAFC2A6CMatter adjourned by consent to 13.03.2025Appeal: Appeal No. 119 of 2025 pending; adjourned to 13.03.2025
- SAT matter SATV-E0308AA3286F9667C8DE186FHeard in part · Listed for further hearing on 17.12.2025 at 12:00 p.m.Appeal: Appeal Nos. 116, 117, 118, 119 and 120 of 2025 heard in part on 16.12.2025, adjourned to 17.12.2025
- SAT matter SATV-E5ED0D8AD9359D35D4759F20Misc. Application Nos. 994, 995, 987, 988 and 989 of 2025 for amendment of pleadings allowed · Appellants to amend paper book and file amended pleadingsAppeal: Appeal Nos. 116, 117, 118, 119 and 120 of 2025 at pre-admission stage; amendment applications disposed of on 20.08.2025; next hearing September 9, 2025
- SAT matter SATV-F34201CF311E4722DA49DDD0Adjourned by consent; matter to be called on 29.07.2025Appeal: Appeal Nos. 116, 117, 118, 119 and 120 of 2025 pending before SAT; adjourned to 29.07.2025 at request of appellants
Other
- SAT matter SATV-E410F55350ADBABF786F88AFHeard senior counsel for NSE Clearing Ltd; listed on 6th January 2023 for further hearing · Parties to act on digitally signed copy; certified copy available from Registry on payment
Source: SecMarx — SMC Global Securities Limited. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.