SIC Stocks & Services Pvt. Ltd.

SAT-appeal

• SAT matter SATV-060F963608401B1014BAA684
  Matter adjourned on the respondent's request. · Listed for 22 April 2022.
  Appeal: Appeal No. 639 of 2021; order dated 11 March 2022 adjourned the matter to 22 April 2022; no disposal on merits mentioned.
• Allegedly aided and allowed fraudulent and manipulative trading by client Purshottam Khandelwal, including synchronized, circular, reversal and self trades; also failed to maintain correct bank/KYC details and deliver contract notes within 24 hours.
  Impugned three-month suspension of the stock-broker registration set aside. · Appellant prohibited from accepting any fresh clients for six months from 6 November 2019.
  Appeal: Appeal No. 127 of 2017 partly allowed by SAT on 6 November 2019; Misc. Application No. 179 of 2017 for stay disposed of as infructuous.
• SAT matter SATV-363CFBC16A939A24371DBFC7
  Appeal listed for 18 February 2022 · Any interim order extended until the next date of listing
  Appeal: Appeal No. 639 of 2021 was pending and adjourned for listing on 18 February 2022; no disposal on merits stated
• SAT matter SATV-8C100A8DE5C5AD90112F30D5
  Adjourned on request of appellant's counsel · Interim order, if any, extended till next date of hearing
  Appeal: Appeal No. 639 of 2021 pending before SAT; adjourned to August 30, 2022 with interim order extended
• SAT matter SATV-47B4A2F5F52C4866825184AE
  Appeal listed for 31 May 2022 · Any existing interim order extended until the next hearing date
  Appeal: Appeal No. 639 of 2021; order dated 22 April 2022; not disposed, listed for 31 May 2022
• SAT matter SATV-FF2EA4F922F9EF1970B6C787
  Stay of effect and operation of impugned order till next date of listing · Urgency application disposed of
  Appeal: Appeal No. 639 of 2021 with Misc. Application Nos. 1177 and 1178 of 2021 pending; urgency disposed, impugned order stayed till next listing on 17 December 2021