SAMCO Securities Ltd.
Penalties and directions recorded
- Parties directed to take instructions from the Registrar 48 hours before the hearing regarding video conference or physical hearing
- Parties directed to take instructions from Registrar 48 hours before date fixed on mode of hearing
- Adjournment granted by consent; matters listed on July 2, 2026
SAT-appeal
- SAT matter SATV-029EF370C2035B05AEFB0637Appeal listed on 25 March 2022 · Parties directed to take instructions from the Registrar 48 hours before the hearing regarding video conference or physical hearingAppeal: Appeal No. 493 of 2021 was listed for 25 March 2022; no final disposal recorded in this order dated 16 February 2022
- SAT matter SATV-22E80A5A446782891DA171A1Appeal Nos. 302, 386 and 387 of 2016 allowed to be withdrawn · Appellants granted liberty to initiate proceedings before the appropriate forumAppeal: Appeal Nos. 302, 386 and 387 of 2016 withdrawn on 24 March 2017 with liberty to initiate proceedings before the appropriate forum.
- SAT matter SATV-3A8C1CBDE1A4C2EB15F46A21Adjourned on request of appellant and listed on February 16, 2022 · Parties directed to take instructions from Registrar 48 hours before date fixed on mode of hearingAppeal: Appeal No. 493 of 2021 pending; adjourned on 07.01.2022, next listed on February 16, 2022
- SAT matter SATV-38F2B5FE900585AFB5B53152Effect and operation of impugned order shall remain stayed in the meanwhile · Misc. Applications for urgent hearing and interim reliefs disposed ofAppeal: Appeal No. 493 of 2021 with Misc. Applications No. 839-840 of 2021 pending; stay granted on 20.07.2021, next date September 29, 2021
- SAT matter SATV-5458736E8FDE4CFA64BCD6FDDisconnect the two appeals as not similar in nature and post separately on September 23, 2024Appeal: Appeal No. 34 of 2024 with Misc. Application No. 52 of 2024 and 432 of 2024 and Appeal No. 136 of 2024 pending; adjourned by consent to September 23, 2024
- SAT matter SATV-7BFD60473A4A393859E1B6DFMatter adjourned by consent; to be called on September 17, 2025Appeal: Appeal No. 34 of 2024 and Appeal No. 518 of 2024 with Misc. Application No. 876 of 2024 pending; adjourned to September 17, 2025
- SAT matter SATV-7C0949150BE21E9C443D3F92One week time granted to appellant to file rejoinder · Matter listed on January 10, 2025 by consentAppeal: Misc. Application No. 876 of 2024 and Appeal No. 518 of 2024 pending before SAT; next hearing on January 10, 2025
- SAT matter SATV-7FD1C4B0AA476630FF7A2BB7Adjourned by consent, to be called on December 18, 2024Appeal: Appeal No. 34 of 2024 pending, adjourned to December 18, 2024
- SAT matter SATV-9A3DEFEFA18DDA95EAB1E537All appeals allowed to be withdrawn with liberty to initiate proceedings before appropriate forum · No order as to costsAppeal: Appeal Nos. 302, 386 and 387 of 2016 withdrawn/disposed on 24.03.2017 with liberty to approach appropriate forum
- SAT matter SATV-B91039B6243B03883DF52CFFAdjournment granted by consent; matters listed on July 2, 2026Appeal: Appeal No. 34 of 2024 and Appeal No. 518 of 2024 with Misc. Application No. 876 of 2024 pending; adjourned to July 2, 2026
- SAT matter SATV-ECA23E5873DD1A28DB2E6D4BDisconnect Appeal No. 34 of 2024 and Appeal No. 136 of 2024 and post separately on September 23, 2024Appeal: Appeal No. 34 of 2024 and Appeal No. 136 of 2024 with Misc. Application Nos. 52 and 432 of 2024 adjourned by consent to September 23, 2024; not disposed
- SAT matter SATV-EF1EA684658CF0BDB0B72DB0Adjourned by consent to October 15, 2024 on appellant's requestAppeal: Appeal No. 34 of 2024 pending before SAT; adjourned to October 15, 2024
- Misuse / mis-utilisation of clients' funds and failure to comply with SEBI Circular dated Nov 18, 1993 and Code of Conduct for Stock Brokers.Appeal No. 493 of 2021 dismissed, WTM order dated May 31, 2021 upheld · No order as to costsAppeal: Appeal No. 493 of 2021 heard on 25.03.2022 and dismissed on 30.03.2022
- SAT matter SATV-76B948A5398FDF7AD389E3CCAdjournment granted by consent, matter to be called on November 12, 2024Appeal: Appeal No. 34 of 2024 pending before SAT, adjourned to November 12, 2024
- SAT matter SATV-C4B380474F3E6F67B2A3D36ABy consent, matter to be called on August 2, 2024Appeal: Appeal No. 34 of 2024 (SAMCO Securities Ltd. vs SEBI) pending; adjourned vide SAT order dated 21.05.2024 to 02.08.2024
- SAT matter SATV-E6F8660FD53F9D519AC5E9D6By consent, call on December 18, 2024Appeal: Appeal No. 34 of 2024 pending; adjourned by consent to December 18, 2024
- SAT matter SATV-E79241B13A5850F0655C7A86Adjournment granted by consent; matter to be called on April 20, 2026Appeal: Appeal No. 34 of 2024 and Appeal No. 518 of 2024 with Misc. Application No. 876 of 2024 pending; adjourned to April 20, 2026 vide order dated 05.03.2026
Source: SecMarx — SAMCO Securities Ltd.. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.