S.N. Sharma
Penalties and directions recorded
- Parties to contact the Registrar 48 hours before the hearing date regarding video or physical hearing.
- Parties to contact the Registrar 48 hours before the hearing date regarding video or physical hearing
- Parties to take instructions from Registrar 48 hrs before fixed date on video conference vs physical hearing
- Parties to contact Registrar 48 hours before fixed date to confirm video conferencing or physical hearing
- Parties to take instructions from Registrar 48 hrs before fixed date on mode of hearing
SAT-appeal
- SAT matter SATV-001B9C81C29E70E02604D2B7Matter adjourned on the respondent's request. · List the appeal on 22 February 2021.Appeal: Appeal No. 472 of 2020; adjourned on 4 February 2021 and listed for 22 February 2021.
- SAT matter SATV-07B6BB447D5CAD8118D16832List the matter on 22 April 2021 · Parties may file written submissionsAppeal: Appeal No. 472 of 2020; order dated 22 March 2021; matter adjourned and listed for 22 April 2021
- SAT matter SATV-2BDEBA907724E3EF35B75D79List matter on March 22, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on video conference vs physical hearingAppeal: Appeal No. 472 of 2020 (S.N. Sharma vs SEBI) pending; adjourned to March 22, 2021 vide order dated 22.02.2021
- SAT matter SATV-4F0D101E0D7EFDBDDC700C9EListed on 27 July 2021 · Parties to contact Registrar 48 hours before fixed date to confirm video conferencing or physical hearingAppeal: Appeal No. 472 of 2020 pending before SAT; adjourned to 27 July 2021
- Fraudulent GDR issue where sole subscriber Clifford funded subscription via Banco loan secured by undisclosed company account charge; appellant charged only as signatory to 19 Oct 2007 board resolution.Impugned WTM order dated 6 March 2020 quashed qua appellant · Appeal allowedAppeal: Appeal No. 472 of 2020 allowed on 7.9.2021
- SAT matter SATV-8967AC2514E97867DE63D661Matter adjourned and listed on May 21, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on mode of hearingAppeal: Appeal No. 472 of 2020 pending before SAT, adjourned to May 21, 2021
- SAT matter SATV-D19478472932CFE263AC181EList Appeal No. 472 of 2020 on September 07, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on video conference vs physical hearingAppeal: Appeal No. 472 of 2020 pending, next listed on September 07, 2021
Source: SecMarx — S.N. Sharma. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.